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  3. 22 June 2015

    Settlement reached over ASB rural interest rate swaps

    The Financial Markets Authority (FMA) has reached a settlement with ASB regarding the sale, promotion and marketing of interest rate swaps to some rural customers.
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  4. 16 June 2015

    Foundry Asset Management Limited

    Foundry Asset Management Limited, FSP35303, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 16 June 2015

    FMA welcomes first listing on new NXT market

    The Financial Markets Authority (FMA) says the first listing this week on the NXT market sparks a new era of innovative capital raising in New Zealand.
    Tags
    Market operator, Media release, Roles, Business, News & Insights
    Type
    Page

  9. 11 June 2015

    Mercer (N.Z.) Limited

    Mercer (N.Z.) Limited, FSP42742, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  10. 11 June 2015

    Stephen Rodney Joss

    Stephen Rodney Joss, FSP423586, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 1 June 2015

    Funds Administration New Zealand Limited

    Funds Administration New Zealand Limited, FSP3961, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page