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Found 3851 results. Displaying page 179 of 257

  1. 6 March 2017

    Consultation paper Disclosing non GAAP financial information

    This guidance note is primarily for FMC reporting entities and their directors. It aims to outline the FMA's expectations on the use of non-GAAP financial information.
    Tags
    Directors, Consultations, Roles, Auditors, Business
    Type
    PDF

  2. 6 March 2017

    Point of retirement research

    The purpose of this research was to find out if financial advice helps New Zealanders manage their retirement savings.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, Managed investment schemes
    Type
    Page, Research

  3. 28 February 2017

    The FMA: What to expect from your financial provider

    The Financial Markets Authority (FMA) has today published a series of pointers for customers to use when they are dealing with financial services providers.
    Tags
    Crowdfunding providers, Derivatives, Roles, Ways to invest, Investing, Media release, Business, Consumer, News & Insights
    Type
    Page

  6. 20 February 2017

    Sarah Louise Graydon

    Sarah Louise Graydon, FSP502566, is a licensed Independent Trustee.
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  8. 20 February 2017

    Conduct Outcomes Report 2016

    This report highlights the key issues and actions from our enforcement, supervision and preventative activities in the period 1 July 2015 to 30 June 2016.
    Tags
    Reports and Papers, Business, News & Insights
    Type
    PDF

  13. 2 February 2017

    The FMA’s guide designed to help providers focus on good conduct

    Today the FMA published the final version of the guide into the FMA’s view of conduct. The FMA has also published submissions from industry, considered as part of the consultation process.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  14. 2 February 2017

    Consultation paper: A guide to the FMA's view of conduct

    Consultation paper: A guide to the FMA's view of conduct. We are seeking feedback on our conduct guide. The guide details how we will examine whether financial service providers are demonstrating good conduct under the Financial Markets Conduct Act (FMC Act).
    Tags
    Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Conduct, Consultations, Roles, Business, Interposed persons under new financial advice regime, FMA, Peer-to-peer lending service providers, Supervisor
    Type
    Page

  15. 2 February 2017

    Submissions Report Conduct Guide consultation

    This is a summary of the submissions received by the FMA in response to the consultation of draft guide to the FMA's view of conduct, 2017.
    Tags
    Conduct, Consultations, Business
    Type
    PDF, Submission form