Back

Search results

Found 3851 results. Displaying page 175 of 257

  1. 23 June 2017

    Auditor regulation and oversight plan 2017 2020

    The Auditor regulation and oversight plan, 2017-2020 is for Auditors or people who prepare financial statements.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  3. 21 June 2017

    FMA seeks feedback on robo-advice exemption

    The FMA is seeking feedback on its proposals to allow entities to provide personalised financial advice generated by a computer programme or algorithm (robo-advice). This would be a temporary measure before new legislation is passed by Parliament.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  4. 21 June 2017

    Consultation paper Robo advice exemption

    This consultation is for financial advisers, financial product providers, consumers and other interested parties. It seeks feedback on the exemption proposal to facilitate the provision
    of personalised robo-advice.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Consultations, Roles, Business, Interposed persons under new financial advice regime
    Type
    PDF

  6. 8 June 2017

    FMA announces methodology for KiwiSaver fee disclosure

    The Government has recently introduced regulations requiring KiwiSaver providers to disclose fees in dollars in members’ annual statements. The Financial Markets Authority (FMA) has been consulting on a methodology that will assist KiwiSaver providers to understand the requirements of those regulations.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  7. 8 June 2017

    Encouraging fund choice in KiwiSaver

    This report is for KiwiSaver providers and for providers of any Managed Investment Scheme. It will also be of interest to behavioural insight researchers. This report describes the results of a behavioural insights randomised control trial.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  8. 8 June 2017

    Trial shows simple way to help KiwiSaver members

    KiwiSaver members who received communications created using behavioural insights were more likely to choose to move out of default funds, and less likely to transfer to another provider.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  9. 7 June 2017

    KiwiSaver annual statements methodology notice

    This notice comes into force on 2017 and applies to accounting periods of KiwiSaver schemes that commence on or after the commencement date of this notice. The notice sets out a methodology which managers of KiwiSaver schemes must comply with when calculating the approximate total sum of the fees paid by each of their scheme participants. This information (which must be expressed as a dollar amount) must be included in the confirmation information that KiwiSaver providers are required to provide to each scheme participant each year pursuant to the Financial Markets Conduct Act 2013 (Act).
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes
    Type
    PDF, Notice

  10. 2 June 2017

    Amendment Notice 2017 FMC Shares in Investment Companies Designation

    The amendment notice amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 which came into force on the 19 May 2017. The notice declares that certain shares in investment companies are managed investment products rather than equity securities for the purposes of the FMC Act, but the princepal notice does not apply to shares that are NZX Main Board shares.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  11. 2 June 2017

    Report: Encouraging fund choice in KiwiSaver

    This 2017 report is for KiwiSaver providers and for providers of any Managed Investment Scheme.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights
    Type
    PDF

  13. 24 May 2017

    Licensing overview: what the FMA found and what firms need to know

    Common issues, hints for new applicants and a guide to the Financial Markets Authority’s (FMA) future focus are included in a review of the regulator’s first two and a half years of licensing.
    Tags
    Licensing & registration, Media release, Business, News & Insights
    Type
    Page

  14. 24 May 2017

    Licensing overview report 2017

    The licensing overview report 2017 aims to outline how the FMA applied a flexible approach to applications; explains how the minimum standards and FMC Act eligibility criteria fit together; shows the linkage between good conduct and minimum standards, signals our fugure focus and clarified ongoing legal obligations.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Licensing & registration, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    PDF, Report

  15. 24 May 2017

    Licensing overview report

    What we found and what you need to know to meet your licence obligations.with the FMA.
    Tags
    Reports and Papers, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Licensing & registration, Roles, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page, Report