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  1. 17 April 2018

    Consultation opens on dual language disclosure documents

    The FMA is seeking submissions on its proposal to enable companies offering investments to publish product disclosure statements (PDS) in both te reo Māori and English.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
    Type
    Page

  2. 17 April 2018

    Consultation paper Proposed exemption to enable dual language PDS

    This consultation paper is for issuers of financial products and seeks feedback on the exemption proposal to enable issuers to provide dual-language PDSs.
    Tags
    Derivative Issuer, Offer disclosure for equity and debt offers, Consultations, Roles, Business
    Type
    PDF

  3. 16 April 2018

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition. Read more.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  4. 16 April 2018

    Consultation paper annual declaration and change to standard condition

    This consultation is for all market service licensees and seeks to gain feedback on our proposals for an annual declaration of compliance from licensees as part of regulatory returns, and changes to the standard regulatory returns condition.
    Tags
    Consultations, Roles, Business, Market operator
    Type
    PDF

  5. 10 April 2018

    Product disclosure statements: understanding investors’ information needs

    The purpose of this report is to help issuers and their advisers think about how they can make disclosure information more useful for investors.
    Tags
    Offer disclosure for equity and debt offers, Disclose register, Roles, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer information, Reports and Papers, Business, Managed investment schemes, News & Insights
    Type
    Page

  7. 6 April 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018, which comes into force on the day after the date of its notification in the Gazette, amends the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (the 2016 notice).Expired.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 1 April 2018

    Effective disclosure

    Effective disclosure guidance note was originally released in June 2012 and updated in 2014 to incorporate changes of the FMC Act. It is now no longer relevant.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  13. 27 March 2018

    KiwiSaver fees to be shown in dollar figures for first time

    KiwiSaver customers are about to see the fees they pay their fund managers in dollar figures for the first time, and could be in for a shock.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  14. 22 March 2018

    FMA publishes review of adviser conduct in life insurance

    The FMA has issued warnings to four registered financial advisers in relation to providing advice on replacement insurance policies, for breaches of the obligation in section 33 of the Financial Advisers Act 2008 to exercise care, diligence and skill.
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  15. 22 March 2018

    Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

    This report follows on from our 2016 report, Replacing life insurance – who benefits? into replacement business activity within the adviser sales channel of the New Zealand life insurance market. It details our findings, the results of our inquiries to date and our expectations for advisers when they are providing advice on replacing insurance policies.
    Tags
    Reports and Papers, Roles, Financial Institutions, Business, News & Insights
    Type
    PDF