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  2. 19 October 2022

    FMA warns InvestNow for AML/CFT deficiencies and failures

    FMA has issued a formal warning to InvestNow Saving and Investment Service Limited for failing to comply with anti-money laundering requirements.
    Tags
    AML/CFT, Client money or property services provider, Media release, Enforceable action, Roles, Formal warning, AML/CFT formal warning, Powers, Business, News & Insights, Enforcement
    Type
    Page

  3. 7 March 2023

    Investing basics

    Understand the basics of investing by working out what kind of investor you are and learning the skills to manage your investments confidently. Helping investors make better informed decisions.
    Tags
    Investing, Investment basics, Consumer
    Type
    Page

  4. 5 August 2021

    Online investing platforms

    Online investing platforms enable you to trade shares and other financial products yourself online. They are usually easy to use and often cheaper than a share broker, but you need to be comfortable making your own decisions as you won’t receive advice and often you won’t receive research reports.
    Tags
    Investing, Online investing platforms, Ways to invest, Consumer
    Type
    Page

  5. 7 October 2021

    FMA directs Du Val to remove misleading advertising

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has directed property development and investment company Du Val to remove advertising materials likely to mislead or deceive investors.
    Tags
    Roles, Offer disclosure for equity and debt offers, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  6. 20 October 2022

    Spotlight on: Wholesale investing

    Spotlight on wholesale investment offers aimed at experienced investors, often with large sums of money to invest.
    Tags
    Wholesale investing, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  7. 13 September 2018

    Guide to being an effective director

    The essentials of being an effective director outlines some of the essential behaviours directors should demonstrate to meet legal, regulatory and ethical standards for directors, and tells you where you can go to find out more.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance

  9. 1 March 2021

    Commercial property syndicate checklist

    This checklist from the FMA explains some of the things to consider before you invest in a property syndicate.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  12. 5 October 2020

    World Investor Week focus on beginners after steep rise in direct investment

    The Financial Markets Authority is using World Investor Week 2020 to remind thousands of Kiwi investors to do their homework and understand the risks of investing in financial markets after a steep rise in direct investment.
    Tags
    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page

  14. 21 July 2022

    Regulatory approach

    We expect all market participants to pursue the objectives and spirit of regulation rather than the letter of the law. We supervise and monitor market participants in line with our statutory objectives. We supervise and monitor market participants in line with our statutory objectives. Where we see misconduct in financial markets, we seek to hold those responsible to account. These pages provide you more information on our regulatory and enforcement approach.
    Tags
    Regulation, Regulatory cooperation, Business, FMA
    Type
    Page