Search results

Found 1870 results. Displaying page 26 of 125

1. 13 March 2024

   Natalie Carter sentenced to 12 months home detention for forgery and financial markets legislation offences

   Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has been sentenced to 12 months home detention following a criminal prosecution brought by the Financial Markets Authority (FMA).

   Tags

   Media release, Court – criminal, Powers, Financial Adviser, Roles, Business, News & Insights, Enforcement

   Type

   Page

2. 14 March 2024

   Profit Flutter Investments – Suspected scam

   We recommend caution when dealing with Profit Flutter Investments and its website. Profit Flutter has posted fake certificates to falsely indicate it is a registered company in New Zealand.
   

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

3. 15 April 2024

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

   Tags

   Type

   PDF, Exemption notice

4. 29 August 2023

   Futurisk Insurance Limited DBG

   Futurisk Insurance Limited DBG is a designated business unit including Futurisk Insurance Limited, Futurisk Insurance (Kapiti) Limited, Futurisk Insurance (Waikato) Limited

   Tags

   Reporting entities, Business

   Type

   Page

5. 15 April 2024

   Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024

   The Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024 (Notice) exempts Todd Family Office Limited (TFO) from the obligation in section 461H(1) of the Financial Markets Conduct Act 2013 (Act).

   Tags

   Exemptions, Business

   Type

   Page

6. 8 December 2023

   Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2023

   This exemption notice facilitates offers of financial products of the same class as ASX-quoted financial products on an equivalent basis to the same class exclusion in Schedule 1 of the Financial Markets Conduct Act 2013.

   Tags

   Exemptions, Business

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

7. 15 December 2023

   Former financial adviser pleads guilty to further dishonesty offences

   Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has pleaded guilty to a further three criminal charges brought against her by the FMA.

   Tags

   Media release, News & Insights

   Type

   Page

8. 24 April 2024

   Hz-cap.com - Imposter, unsolicited offer

   Hz-cap.com has been cold calling New Zealand residents, attempting to offer an investment in Starlink IPO. Unsolicited offers of financial products are prohibited in New Zealand.

   Tags

   Imposter website, Scams

   Type

   Page

9. 14 June 2024

   FMA provides additional support to smaller firms for CoFI licensing

   The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.

   Tags

   Media release, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights

   Type

   Page

10. 23 April 2024

    Finance professionals

    The business pages provide financial market participants with guidance and information to fulfil your ongoing licence and regulatory obligations.

    Tags

    Compliance, Business, FMA

    Type

    Page

11. 24 May 2019

    Seven mistakes first-time investors make

    FMA article about the common mistakes made by new investors and how to avoid them.

    Tags

    Investment basics, Investing, Article, Consumer, News & Insights

    Type

    Page

12. 12 July 2018

    Investors show mixed levels of understanding while confidence in financial markets remains stable

    Confidence in New Zealand’s financial markets has remained stable since 2017, despite uncertainty around a potential trade war, volatile global markets and a focus on the culture and conduct of major financial institutions in Australia and New Zealand.

    Tags

    Media release, Consumer, News & Insights

    Type

    Page

13. 13 November 2019

    Guide to diversifying

    FMA guide to how and why you should diversify your investments.

    Tags

    Bonds, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights

    Type

    Page

14. 5 October 2020

    Investing Myth #7: 'I’m too old to start investing now'

    ‘I’m too old to start investing now’ is a myth that is debunked by Mary Holm for the FMA. Mary Holm talks about why it's never too late to start investing on this page.
    

    Tags

    Managed funds, KiwiSaver & Superannuation, Ways to invest, Investing, Investment basics, Consumer

    Type

    Page

15. 28 January 2022

    Customer understanding and demystifying — Clare Bolingford on FMA expectations of NZ life insurers

    FMA Director of Banking and Insurance Clare Bolingford talks about FMA's expectation of NZ life insurers at the Financial Services Council “Generations” conference.

    Tags

    FMA stories, Roles, Financial Advice Provider, Business, News & Insights

    Type

    Page