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Found 1870 results. Displaying page 16 of 125

  3. 10 August 2022

    Investor alert: VHNX is not licensed to offer derivative trading services in New Zealand

    WARNING: FMA is concerned that the website vhnx.com may be operating a scam. We have received reports that representatives from VHNX are cold-calling New Zealand residents with investment offers when it is not authorised to do so. We have also received reports of people being unable to withdraw their funds.
    Tags
    Suspected scam, Unregistered business, Scams
    Type
    Page

  7. 31 August 2022

    THE PRIVATE OFFICE LIMITED

    THE PRIVATE OFFICE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 25 August 2015

    Consultation paper: Scrip offers in takeovers

    Consultation paper: Scrip offers in takeovers. We are seeking comment on whether there is a need for exemption relief for issuers offering securities as part of a ‘scrip bid’ in a takeover offer. A ‘scrip bid’ is a takeover bid where securities are offered wholly or partly in place of cash.
    Tags
    Offer information, Consultations, Business
    Type
    Page

  12. 13 October 2021

    Consultation: Proposed guidance on advertising offers

    We are seeking views on proposed guidance on advertising offers of financial products under the Financial Markets Conduct Act 2013. The proposed guidance sets out our expectations of what good conduct in the advertising of financial products looks like. Feedback will be used to help us refine the proposed guidance.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Supervisor, Consultations, Roles, Business
    Type
    Page

  13. 7 April 2021

    Haggart, Eckhoff and Associates

    We are concerned that Haggart, Eckhoff and Associates may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page