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Found 1870 results. Displaying page 15 of 125

  2. 11 March 2013

    Profitable Sunrise (Prosun)

    Illegally offers securities to the public in New Zealand in breach of NZ securities law.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 17 April 2015

    Todd Family Office Limited

    Todd Family Office Limited, FSP41181, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 15 October 2021

    The Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2021

    The Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2021 provides applies to banks that are licensed, registered, or otherwise authorised to carry on banking business in certain overseas jurisdictions that have been determined by the FMA to have regulatory oversight standards that are broadly equivalent to those that apply in New Zealand and that have signed the International Organization of Securities Commissions Multilateral Memorandum of Understanding.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  9. 6 April 2020

    Profit Bitcoin

    Profit Bitcoin and the website, https://theprofitbtc.com/, have the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 30 November 2021

    International regulator warning: www.skywinprofit.com

    WARNING: Hong Kong Securities and Futures Commission (HKSFC) published a warning about the skywinprofit website on 16 Jun 2021 for falsely claiming to be licensed by the HKSFC and purporting to be associated HKSFC licensed entities.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  14. 18 November 2016

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2016

    Every issuer (A), and every holder of financial products issued by A, is exempted from Parts 3 and 4 of the Act in respect of an offer of any financial products of which A is the issuer if certain conditions are met. Expired.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page