Back

Search results

Found 1870 results. Displaying page 10 of 125

  1. 28 July 2021

    FMA censures FoxPlan for providing and offering unpermitted financial advice services

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives offered services to clients they were not permitted to give.
    Tags
    Financial Adviser, Roles, Financial Advice Provider, Media release, Enforceable action, Business, News & Insights, Enforcement
    Type
    Page

  2. 19 May 2015

    FMA removes offshore firms from the Financial Services Provider Register – warnings issued against companies who fail to respond

    The Financial Markets Authority (FMA) has confirmed that a number of offshore firms have recently been removed from the Financial Services Provider Register (FSPR). While the Registrar of Companies maintains the FSPR, the FMA has powers to direct the Registrar to remove companies from the FSPR where it is likely that a company is giving a false or misleading impression about the extent to which it is regulated in New Zealand.
    Tags
    Media release, Formal warning, Powers, News & Insights, Enforcement
    Type
    Page

  3. 25 July 2023

    CoFI licensing begins

    From today the FMA will begin accepting licensing applications for financial institution licences under the Conduct of Financial Institutions (CoFI) regime.
    Tags
    Media release, Banking, Licence, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Licensing & registration, Business, News & Insights
    Type
    Page

  4. 23 August 2021

    FMA investor profile - Jeanette Miller

    Our latest investor profile focussing on NZ Shareholders’ Association member, Jeanette Miller who describes in her own words her investing style and journey, and shares her favourite advice.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  5. 19 July 2023

    FMA Investor Profile – Liz Greive

    Investor profile featuring Liz Greive, a semi-retired investor and founder of Share My Super, an organisation that distributes individuals’ surplus superannuation donations to fight child poverty.
    Tags
    Article, Investing, Ways to invest, Managed funds, Consumer, News & Insights
    Type
    Page

  6. 13 December 2023

    Investor Profile - Ayesha Scott 

    Ayesha Scott is the Deputy Director of Auckland Centre for Financial Research and Senior Lecturer at AUT. Together with her husband Guy, they are investing for their family’s future.
    Tags
    Article, Ways to invest, Investing, Consumer, News & Insights
    Type
    Page

  7. 16 February 2022

    FMA investor profile - David Chadwick

    This month’s FMA Investor Profile features David Chadwick, a 33-year-old new dad and finance professional working remotely in Auckland for a global pharmaceuticals company.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
    Type
    Page

  8. 26 January 2012

    FMA to issue guidance on effective disclosure in offer documents

    The Financial Markets Authority has published draft guidance for securities issuers, directors and their advisers on how to prepare and present effective prospectuses and investment statements.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  9. 28 January 2022

    FMA investor profile - Reverend Scott Malcolm

    Our ongoing series of monthly profiles of investors around New Zealand. This month, we talk to Rev Scott Malcolm, an Anglican Priest.
    Tags
    FMA stories, Investor information, Article, Consumer, News & Insights
    Type
    Page

  10. 15 September 2022

    FMA Investor Profile – Sev Ozan

    Our latest Investor Profile is on Sev Ozan, a multi-hyphenate who has an active interest in investing.
    Tags
    Ways to invest, Shares, Investing, Article, Consumer, News & Insights
    Type
    Page

  13. 16 May 2018

    Insurers spend $34 million on soft commissions

    FMA report details how nine life and health insurance companies spent $34 million on non-financial incentives like trips, business support and conferences for financial advisers over a two-year period.
    Tags
    Insurance, Media release, Consumer, News & Insights
    Type
    Page

  14. 24 November 2021

    FMA investor profile - Rory Lynch

    This FMA Investor Profile focusses on Rory Lynch. While completing a finance major during university, it dawned on Rory that he ought to start thinking about his financial future and putting his education to good use. This seeded the start of his investing journey and he’s taken a self-directed, data-driven approach to investing ever since.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  15. 9 July 2021

    FMA investor profile - Zac W.

    Our latest investor profile is on 13-year-old Zac, who joined the online investing revolution 18 months ago, and now puts half his paper run money into his growing portfolio.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page