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  1. 5 July 2024

    Types of investments

    There are many ways to invest your money, though some investments are riskier than others. What’s right for you will depend on your investment goals and investing experience. Watch our video to learn more.
    Tags
    Investing, Ways to invest, Consumer
    Type
    Page

  2. 3 November 2016

    Corruption in sport is just one of many types of fraud

    New Zealand’s latest film festival tackles a form of fraud that has hit news headlines around the world in recent years – the issue of corruption in sport. The film will be followed by a panel discussion with the sweetheart of NZ sport Valerie Adams, presenter Hayley Holt and Paul David QC who will discuss the effect corruption can have in the sporting arena.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  3. 1 December 2014

    Other types: Managed investment schemes

    Other types: Managed investment schemes information sheet outlines a working example of the key activities and indicative timings for each step of the transition for a ‘other types’ of MIS. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who are classed as equity issuers).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  4. 29 March 2011

    Commission Releases Risk Assessment for Sector

    The Securities Commission today released a risk assessment to help those it is responsible for supervising prepare to meet upcoming requirements of the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 1 December 2014

    Transition to fmc act other types mis information sheet

    Timeline for other types of MIS to transition to the FMC Act. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who generallyare classed as equity issuers).
    Tags
    FMC Act, Roles, Legislation, Business, Managed investment schemes, Supervisor
    Type
    PDF

  7. 29 September 2023

    FMA consults on proposed liquidity risk management guidance

    FMA has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM).
    Tags
    Media release, Supervisors, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  9. 28 September 2018

    Binary options

    Binary options are very high risk, even for experienced investors. Find out more about binary options and their risks and returns on this page.
    Tags
    Binary options, Ways to invest, Investing, Consumer
    Type
    Page

  10. 8 September 2014

    FMA talking investment risk for Money Week

    The Financial Markets Authority (FMA) has announced its plans for this year's Money Week from October 13-19 2014. The FMA will be hosting a panel discussion to promote greater understanding of investment risk.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  11. 19 January 2023

    FMA publishes fund manager risk assessment report

    The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  12. 24 July 2020

    FMA publishes derivatives issuer Sector Risk Assessment

    A report identifying key risks in the Derivatives Issuer (DI) sector and highlighted future focus areas to improve sector compliance. Firms issuing derivatives to retail customers in New Zealand must be licensed by the FMA. The sector has approximately 23,000 accounts operated by retail customers.
    Tags
    Compliance, Cryptocurrencies, Derivatives, Governance, Regulation, Roles, Ways to invest, Investing, Media release, Business, Consumer, FMA, News & Insights
    Type
    Page

  14. 9 August 2019

    Strategic Risk Outlook

    Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    Type
    Page, Corporate publications, Strategic Risk outlook

  15. 3 February 2023

    RISK SPECIALISTS LIMITED

    RISK SPECIALISTS LIMITED (FSP101887) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page