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  1. 1 November 2013

    Changes ahead for Financial Reporting - FMA Fact Sheet

    The Financial Reporting Bill currently before Parliament is going to change the reporting requirements for all ‘Financial Markets Conduct (FMC) Reporting Entities’.
    Tags
    Type
    Page, Financial reporting, Guidance

  2. 16 June 2021

    Financial advice given for the purpose of complying with lender responsibilities

    This information sheet explains the circumstances that may exclude a lender from some Financial Markets Conduct Act 2013 (FMC Act) obligations related to financial advice. The exclusion applies only in relation to consumer credit contracts and certain credit-related insurance contracts.
    Tags
    Financial Advice Provider, Financial Adviser, Roles, Financial Institutions, Business
    Type
    Page, Guidance

  5. 31 August 2022

    NEW ZEALAND CLEARING LIMITED

    NEW ZEALAND CLEARING LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 31 August 2022

    NEW ZEALAND DEPOSITORY LIMITED

    NEW ZEALAND DEPOSITORY LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 31 August 2022

    NEW GROUND CAPITAL LIMITED

    NEW GROUND CAPITAL LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 13 December 2021

    JBWere New Zealand DBG

    JBWere NZ DBG including: JBWere (NZ) PTY Limited, Margin Lending (NZ) Limited, and JBWere (NZ) Nominees Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  11. 31 August 2022

    UBS NEW ZEALAND LIMITED

    UBS NEW ZEALAND LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 30 October 2015

    Bank of New Zealand

    The Bank of New Zealand, FSP25101, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  14. 31 August 2022

    LIFEFIRST (NEW ZEALAND) LIMITED

    LIFEFIRST (NEW ZEALAND) LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 28 July 2022

    Kairos New Zealand Limited

    Kairos New Zealand Limited is an AML/CFT Reporting enitity
    Tags
    AML/CFT, Roles, Business
    Type
    Page