Back

Search results

Found 3771 results. Displaying page 53 of 252

  1. 7 May 2019

    Code of Professional Conduct for Financial Advice Services

    The Code of Professional Conduct for Financial Advice Services is prepared in accordance with Part 4 of Schedule 5 of the Financial Markets Conduct Act 2013 (the FMC Act). The Code supports the purposes of the FMC Act including promoting the confident and informed participation of businesses, investors, and consumers in the financial markets, avoiding unnecessary compliance costs, and ensuring the availability and quality of financial advice.
    Tags
    Financial Advice Provider, Conduct, Roles, Business
    Type
    Page, Guidance

  2. 1 February 2014

    New Zealand Capital Finance

    New Zealand Capital Finance website: www.fspfinancial.co.nz/ made False/misleading advertising. ASSOCIATED PERSON: Joaquim Almeida
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 2 July 2012

    Trans-Tasman mutual recognition of financial advisers announced

    The Australian Securities & Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements for Australian and New Zealand financial advisers.
    Tags
    Media release, News & Insights
    Type
    Page

  4. 15 April 2021

    FMA welcomes NZ strategy for financial capability

    The Financial Markets Authority (FMA) has welcomed the release of The National Strategy for Financial Capability, presented in Parliament today by the Minister for Commerce and Consumer Affairs, Dr David Clark.
    Tags
    Media release, Investor capability, FMA, News & Insights
    Type
    Page

  5. 28 July 2022

    Integrated financial products: Review of managed fund documentation

    Findings from a Financial Markets Authority review of the effectiveness of disclosure information from a sample of managed investment funds labelled or marketed as being integrated financial products (e.g. sustainable, ethical, green)
    Tags
    Ethical finance, Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  6. 3 March 2015

    FMA welcomes opportunity to review financial advice laws

    FMA welcomes today’s announcement by the Minister of Commerce and Consumer Affairs, Paul Goldsmith, about the review of legislation governing financial advisers.
    Tags
    Financial Service providers Act 2008, Media release, Legislation, Business, News & Insights
    Type
    Page

  7. 20 June 2023

    Focus areas

    The FMA uses a range of tools to support the functioning of financial markets and services, and compliance with legislation. This section contains information about conduct regulation, ethical finance, climate related disclosures, innovation in financial markets, AML/CFT and consultations. 
    Tags
    AML/CFT, Offer information, Consultations, Exemptions, Roles, Conduct, Designations, Ethical finance, Business, FMA
    Type
    Page

  8. 19 July 2021

    www.rockfort-markets.com

    Warning: There are false claims made on this website that they are connected with a New Zealand licensed derivatives issuer - Rockfort Markets Limited. We do not believe Rockfort operates and/or is associated with this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  9. 15 August 2016

    FMA legislative notices supporting the FMC Act regime - August 2016

    Read our latest Regulatory update on our legislative notices work to support businesses implementing the FMC Act. This consolidates information to 15 August 2016 to give a picture of our progress and plans.
    Tags
    Regulation updates, Business
    Type
    Page

  10. 22 November 2022

    Consultation: Potential changes to the assurance requirement in the climate-related disclosures regime

    Consultation closed: The Ministry of Business, Innovation and Employment (MBIE) and the Ministry for the Environment (MfE) have opened consultation on potential changes to the assurance requirement in the climate-related disclosures regime.
    Tags
    Consultations, Climate related disclosure, Ethical finance, Authorised body under a FAP, Financial Institutions, Roles, Business, Managed investment schemes
    Type
    Page

  11. 23 June 2023

    Climate-related disclosures regime and the use of third-party providers

    Guidance to assist climate reporting entities in understanding what they should consider before engaging a third-party provider to deliver services for the climate-related disclosures.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  12. 19 June 2024

    Climate-related Disclosures Regime: What you need to know

    An overview of the Climate-related Disclosures Regime and the information contained in climate statements
    Tags
    Climate related disclosure, Roles, Ethical finance, Ways to invest, Investing, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  13. 24 May 2021

    What to expect from your financial adviser

    When you deal with a licensed financial advice provider NZ law entitles you to minimum standards of service. Most financial advice providers must be licensed by the Financial Markets Authority. Learn more about what to expect from your financial adviser
    Tags
    Consumer
    Type
    Page

  15. 15 November 2019

    Crests Financial

    We have received a complaint from a New Zealand resident who invested with Crests Financial, who are withholding the release of any funds. Crests Financial is not licensed or registered to provide financial services in New Zealand. We are concerned that they may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page