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Found 3771 results. Displaying page 51 of 252

1. 30 November 2016

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

2. 1 January 2019

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018. Expired.

   Tags

   Designations, Business

   Type

   Page

3. 10 October 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018 exempts Craigs Investment Partners Superannuation Management Limited (CIPSML)from some provisions of FMC Regulations. Read more.

   Tags

   Exemptions, Business

   Type

   Page

4. 19 September 2023

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

   The Notice exempts Craigs Investment Partners Superannuation Management Limited (CIPSML) as manager of the Craigs Investment Partners Self-Select Schemes from certain provisions of the Financial Markets Conduct Act 2013

   Tags

   Exemptions, Business

   Type

   Page

5. 18 October 2023

   Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

   The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.

   Tags

   Exemptions, Business

   Type

   PDF

6. 31 October 2023

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Maori and English) Exemption Notice 2018

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2018. Expired.

   Tags

   Exemptions, Business

   Type

   Page

7. 25 November 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018 exempts i-Select Limited (i-Select) as manager of the i-Select Superannuation Scheme (the self-select scheme) from some provisions of FMC Act. Read more.

   Tags

   Exemptions, Business

   Type

   Page

8. 5 December 2023

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

   Tags

   Type

   PDF, Exemption notice

9. 13 December 2023

   Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

   This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

   Tags

   Type

   PDF

10. 21 December 2023

    Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

    The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.

    Tags

    Type

    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

11. 30 January 2024

    Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

    Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

    Tags

    Type

    PDF

12. 30 January 2024

    Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

    Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

    Tags

    Type

    PDF

13. 14 October 2023

    Exemption Notice 2023 Financial Markets Conduct Craigs Investment Partners Self Select Schemes

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

    Tags

    Exemptions, Business

    Type

    PDF

14. 13 June 2023

    Financial Markets Conduct (Fonterra Co-operative Group Limited – Share Subdivision) Exemption Notice 2023

    The Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.

    Tags

    Exemptions, Business

    Type

    Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

15. 13 March 2024

    Natalie Carter sentenced to 12 months home detention for forgery and financial markets legislation offences

    Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has been sentenced to 12 months home detention following a criminal prosecution brought by the Financial Markets Authority (FMA).

    Tags

    Media release, Court – criminal, Powers, Financial Adviser, Roles, Business, News & Insights, Enforcement

    Type

    Page