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Found 3773 results. Displaying page 49 of 252

1. 30 October 2018

   Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

2. 10 March 2017

   Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

   Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2017

   Tags

   Exemptions, Business

   Type

   PDF

3. 1 December 2016

   Exemption notice - Financial Markets Conduct Moorhouse Central Proportionate Ownership Scheme Exemption Notice

   Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   PDF

4. 11 May 2017

   Exemption Notice - Financial Markets Conduct KiwiSaver Annual Statement Fees

   Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017

   Tags

   Exemptions, Business

   Type

   PDF

5. 27 April 2022

   Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

   Tags

   Exemptions, Business

   Type

   PDF, Exemption notice, Financial Markets Conduct Act exemptions, Current

6. 5 December 2016

   Exemption Notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

   Financial Markets Conduct Exemption Notice 2016: Australian Scholarships Group Friendly Society Limited.

   Tags

   Exemptions, Business

   Type

   PDF

7. 1 December 2016

   Exemption Notice - Financial Markets Conduct OnePath Custodians Pty Limited

   Financial Markets Conduct Exemption Notice 2016: OnePath Custodians Pty Limited.

   Tags

   Exemptions, Business

   Type

   PDF

8. 24 November 2016

   Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

   Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

   Tags

   Exemptions, Business

   Type

   PDF

9. 15 February 2019

   Financial Markets Conduct (NZX Participant Rules) - Approval of Rule Change Notice 2019

   This notice approves changes to the Participant Rules that were provided to the FMA by NZX for approval on 18 December 2018 with further minor amendments provided 17 January 2019.

   Tags

   Type

   PDF

10. 29 November 2019

    Financial Markets Conduct - Disclosure of Relevant Interests by Directors and Senior Manager Exemption Notice

    Exemption notice issued by the FMA for Financial Markets Conduct Disclosure of Relevant Interests by Directors and Senior Managers.

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

11. 31 January 2023

    Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice 2023

    This notice is the Financial Markets Conduct (NZX Listing Rules) Approval of Rule Change Notice 1/2023. This notice comes into force on 31 January 2023. This notice approves amendments to the NZX Listing Rules. The amendments
    relate primarily to the NZX Corporate Governance Code (the Code), contained at Appendix 1 to the Listing Rules.

    Tags

    Roles, Business, Market operator

    Type

    PDF, Notice

12. 8 June 2016

    Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

    This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

    Tags

    Designations, FMC Act, Legislation, Business

    Type

    PDF, Notice

13. 24 November 2015

    Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

    This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

14. 12 June 2015

    Financial Markets Conduct Act - NZX Rules Approval of Market Rules Notice 2015

    This notice come into force on 15 June 2015. The notice allows for NZX to replace sets of market rules with the corresponding rules dated 16 April 2015.

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

15. 28 August 2018

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice exempts the board of Christchurch City Holdings Limited (CCHL) from requiring that its subsidiary Orian has the same balance date. Read more.

    Tags

    Exemptions, Business

    Type

    Page