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Found 3776 results. Displaying page 153 of 252

  2. 1 October 2019

    Forexbrokerz

    We are concerned that statements on Forexbrokerz’s website, https://www.forexbrokerz.com/ have the potential to mislead investors on the extent the New Zealand financial service providers listed on the website are regulated/licensed in New Zealand and the existing regulatory framework in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  3. 7 August 2014

    Brian Henry admits market manipulation

    Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  4. 5 July 2016

    Code Committee Members Reappointed

    The Financial Markets Authority has announced the reappointment of two members of the Code Committee. The Committee was established in July 2009 to draft a code of Professional Conduct for Authorised Financial Advisers (AFAs).
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 24 April 2012

    Court supports FMA adviser decision

    The Wellington District Court has dismissed an appeal by Sean Wood against a Financial Markets Authority decision to decline his application for authorisation as an Authorised Financial Adviser (AFA). Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 14 July 2021

    FMA issues infringement notice to Equitise

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has issued an infringement notice to equity crowdfunding service provider Equitise Pty Ltd for failing to file financial statements by their due date.
    Tags
    Crowdfunding providers, Enforceable action, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page

  7. 1 May 2014

    MIS managers and their licensed supervisors

    The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for managed investment scheme (MIS) managers and their licensed supervisors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  8. 1 October 2015

    MercerFX.com

    Mercer Capital New Zealand is not registered as a company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  9. 25 September 2023

    '5 mins with the FMA' podcast #8: KiwiSaver Annual Report - 2023

    In this 5 mins with the FMA episode, we look at the latest KiwiSaver Annual Report, with John Horner, Director of Markets, Investors and Reporting at the FMA.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Podcast

  10. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF

  11. 14 July 2021

    jmitfs.com

    We are concerned the operators of the website www.jmitfs.com may be operating a scam. The website falsely claims to be Jmit Financial Services Limited, an entity incorporated in New Zealand and registered as a Financial Service Provider. We understand the website is using the New Zealand companies details without permission.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  12. 16 December 2021

    Warning about Nostra Capital

    Warning: We are concerned that Nostra Capital is operating a scam via its website https://nostracapital.com. Nostra Capital is not a registered financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents. We recommend caution if dealing with this entity.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 15 June 2023

    Uoncrypto – Unregistered, withdrawal fees demanded

    We recommend caution when dealing with Uoncrypto.com. Uoncrypto offers New Zealanders investment plans with unrealistically high returns on crypto products but is not registered on the financial service providers register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  14. 8 September 2023

    Ronex-Coin – Unregistered business

    We recommend caution when dealing with Ronex-Coin. Ronex-Coin offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  15. 29 January 2019

    FMA and RBNZ report on life insurer conduct and culture

    The FMA and RBNZ have completed their joint review of 16 New Zealand life insurers. This review follows the regulators’ bank review published in November 2018.
    Tags
    Life insurance, Media release, Insurance, Consumer, News & Insights
    Type
    Page