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  1. 24 May 2018

    New Zealand Equity Market Cleanliness for the years 2010-2016

    This report assesses the cleanliness of New Zealand equity markets. The assessment is based on the prevalence of abnormal price movements ahead of material price sensitive announcements -measured by the market cleanliness statistic (MCS). The report assessed the New Zealand market cleanliness for the years 2010-2016 and found that the MCS appears to be fluctuating and does not display a clear increasing or decreasing trend.
    Tags
    Reports and Papers, Business, News & Insights
    Type
    PDF

  2. 24 February 2021

    norgroveassociatesltd.com

    We are concerned the operators of the website www.norgroveassociatesltd.com may be operating a scam. We have received a report that they have refused to process withdrawal requests in line with clients’ instructions and asked for further payments in order to release funds.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  3. 16 December 2021

    Cryptocurrency trading without consent - Warning about kiwi-ex.com website and kiwicoinex.com

    Warning: We recommend caution when dealing with the website, www.kiwi-ex.com, as the FMA is concerned this website may be operating a scam. The website is offering a platform for investors to trade in cryptocurrencies. We received a report of trades being conducted in an investor's account, without their knowledge or consent, by the website.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  4. 12 August 2019

    Financial Markets Conduct (Methven Limited) Exemption Notice 2019

    Methven Limited is exempted from - (a) section 461D of the Act, in respect of the requirement to have the Methven FY19 Financial Statements audited by a qualified auditor; and (b) section 461H(1) of the Act, to the extent that section requires a copy of an auditor's report to be delivered to the Registrar for lodgment.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 25 November 2021

    Warning about pribizco.com and pbfx.asia websites

    WARNING: We are concerned that pribizco.com and pbfx.asia (the websites) are involved in a scam. We have received a report from an overseas investor that the representatives of these websites have been guaranteeing profits to lure customers via WeChat.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  6. 6 March 2014

    Contributory mortgage broker pleads guilty

    Prudential Mortgage Limited, a contributory mortgage broking firm, has been convicted and fined $2,000 for failing to deliver its annual report to the Registrar of Companies by 30 June 2013. Prudential pleaded guilty to the charge laid by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page, Financial reporting

  7. 3 May 2017

    Corner Oaks Group

    Corner Oaks Group may be a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 17 June 2019

    McCulloh & Townsend

    We are concerned that McCulloh & Townsend may be associated with a scam. We received a report from a New Zealand resident indicating that McCulloh & Townsend is associated with a fake regulator and a suspected scam that the FMA has previously issued a warning about.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 30 September 2021

    FMA steps up enforcement of anti-money laundering breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has escalated its enforcement approach to non-compliance with New Zealand’s anti-money laundering and countering financing of terrorism (AML/CFT) rules, according to a new report.
    Tags
    AML/CFT, Roles, Reporting entities, Media release, Business, News & Insights, Enforcement
    Type
    Page

  11. 2 May 2022

    FMA warns about suspected scam: Big Uncle

    WARNING: We believe Big Uncle is operating a scam through www.biguncle.work (the website) and other various websites. We have received a report that a New Zealand resident is unable to recover crypto currencies invested through Big Uncle’s MetaTrader App and the website.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 1 December 2021

    NYSE Website - Warning for Investors

    WARNING: We are concerned the operators of the website https://nyse.shop/dist/#/ (‘NYSE’) may be operating a scam. We have received a report of investors in the company being unable to withdraw their investments. NYSE is not a registered financial service provider in New Zealand
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 17 June 2019

    Willow Group Limited

    Willow Group Limited is not registered nor licensed to provide financial services in New Zealand. We have received a report of Willow Group Limited making unsolicited contact with New Zealand residents offering investment services from Hong Kong. Read more.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 28 June 2022

    FMA publishes NZX obligations annual review 2022

    Key findings of the Financial Markets Authority’s (FMA) - Te Mana Tātai Hokohoko annual NZX Market Operator Obligations Review, which reports on how well NZX is meeting the requirements for its market operator licence. The most recent report covers the period 1 January to 31 December 2021.
    Tags
    Offer disclosure for equity and debt offers, Roles, Media release, Business, Market operator, News & Insights
    Type
    Page