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Found 2974 results. Displaying page 190 of 199

  1. 24 March 2021

    FMA investor profile - Lachlan Wallace

    The FMA profiles investor Lachlan Wallace from the AUT Investment Club.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  3. 31 March 2023

    KiwiSaver Tracker

    The FMA no longer publishes the KiwiSaver Tracker. We recommend instead going to Sorted and using the Fundfinder tool.
    Tags
    Roles, KiwiSaver & Superannuation, Disclose register, Reports and Papers, Business, Consumer, Managed investment schemes, Supervisor
    Type
    Page, Resource

  5. 4 May 2023

    Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

    The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
    Tags
    Exemptions, Business
    Type
    Page

  6. 27 March 2018

    KiwiSaver fees to be shown in dollar figures for first time

    KiwiSaver customers are about to see the fees they pay their fund managers in dollar figures for the first time, and could be in for a shock.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  7. 17 June 2020

    FMA KiwiSaver tracker updated, showing part of COVID-19 impact

    The FMA’s online KiwiSaver tracker tool has been updated with the quarterly fund information for March 2020, reflecting the volatility that hit markets in the first quarter of the year. View the latest data in the FMA KiwiSaver tracker tool here.
    Tags
    Media release, KiwiSaver & Superannuation, Consumer, News & Insights
    Type
    Page

  9. 1 May 2023

    Matū Group DBG

    Matū Group; Matū Karihi (GP) Limited; Matū Karihi LP; Matū Nominees Limited; Matū Group Limited are designated business groups (DBG)
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  10. 4 November 2021

    FMA speaks to MinterEllisonRuddWatts clients

    The FMA acting General Counsel, Karen Chang's speech to MinterEllisonRuddWatts clients on Thursday 4 November 2021.
    Tags
    Speeches and presentations , News & Insights, Enforcement
    Type
    Page

  12. 25 May 2023

    Sustainable? Ethical? The substance must back up the claims

    Paul Gregory, Executive Director Response and Enforcement, FMA talks about greenwashing and how misleading or false claims about social or environmental benefits go to the heart of fair dealing, and how the overall impression provided by marketing materials is critical.
    Tags
    Roles, Business, News & Insights, Supervisor
    Type
    Page

  13. 12 June 2023

    Market Radar – Unreasonably withholds clients’ funds

    The entity offers trading in cryptocurrency, forex and CFDs via their website. However, Market Radar is not a registered entity, nor a registered financial service provider in New Zealand. As such, they are not registered to provide financial products or services to New Zealand residents, nor do they hold a Derivatives Issuer Licence.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  14. 12 June 2023

    Rolvi Trade – unregistered, potential pyramid scheme

    Rolvi Trade is offering cryptocurrency products and services via its website rolvitrade.com. It is not registered on the Financial Service Providers Register or regulated to provide these services and products to New Zealand retail clients.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  15. 21 June 2018

    Kauri Ventures

    Kauri Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page