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Found 2974 results. Displaying page 185 of 199

1. 13 December 2022

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2022

   This notice provides co-operative companies and industrial and provident societies with a lighter regulatory compliance pathway.

   Tags

   Exemptions, FMC Act, Legislation, Business

   Type

   Page

2. 24 November 2017

   Fullerton Markets

   The FMA has issued a formal AML/CFT warning to Fullerton Markets. Read more.

   Tags

   AML/CFT, Enforceable action, Roles, Business, Enforcement

   Type

   Page

3. 15 December 2022

   Z Energy Property Fund DBG

   Z Energy Property Fund is a designated business group (DBG), including: Z Property Limited Partnership, Z General Partner Limited, and Z Property Manager Limited
   

   Tags

   Reporting entities, AML/CFT, Roles, Business, Designated Business Group (DBG)

   Type

   Page

4. 24 January 2023

   Sharesies DBG

   Sharesies DBG including: Sharesies Ltd, and Sharesies Nominee Limited

   Tags

   AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)

   Type

   Page

5. 24 January 2023

   Financial Markets Conduct Act

   The Financial Markets Conduct Act 2013 forms the foundation that allows the FMA to provide quality regulation in financial services and capital markets here in NZ. Read more about the Financial Markets Conduct Act here.

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   Type

   Page

6. 4 November 2022

   Lombard Holdings: Cold calling members of public about financial products

   WARNING: Lombard Holdings is not a registered financial service provider in New Zealand. They are therefore not registered to provide financial products or services in New Zealand.

   Tags

   Scams

   Type

   Page

7. 24 August 2022

   Investor alert: Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

   The FMA is advising the public to exercise caution when conducting financial services with Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

   Tags

   Fake regulator, Scams

   Type

   Page

8. 11 April 2018

   Redfield Markets Limited

   Plus Option (trading name) is not registered to provide financial services in New Zealand.

   Tags

   International regulator alerts, Scams

   Type

   Page

9. 26 July 2017

   Huang Investments Limited (Hong Kong)

   Huang Investments Limited is not registered to provide financial services in New Zealand.

   Tags

   International regulator alerts, Scams

   Type

   Page

10. 14 February 2018

    Capzone Invest Limited Trading as HQ Broker

    HQ Broker does not hold a Derivative Issuer License and is not registered to provide financial services in New Zealand.

    Tags

    Investor warning, Unregistered business, Consumer

    Type

    Page

11. 11 July 2017

    Stern Options

    Stern Options is not registered to provide financial services in New Zealand.

    Tags

    Investor warning, Unregistered business, Consumer

    Type

    Page

12. 1 October 2015

    optionsrider.com

    Options Rider is not regulated as a financial service provider in New Zealand.

    Tags

    Investor warning, Unregistered business, Consumer

    Type

    Page

13. 9 November 2017

    Johnson Financial Consulting

    Johnson Financial Consulting are not registered to provide financial services in New Zealand.

    Tags

    Investor warning, Unregistered business, Consumer

    Type

    Page

14. 15 November 2017

    Victoria Capital Group

    Victoria Capital Group is not registered to provide financial services in New Zealand.

    Tags

    Investor warning, Unregistered business, Consumer, Scams

    Type

    Page

15. 4 October 2017

    BinaryTilt

    BinaryTilt Limited is not registered to provide financial services in New Zealand.

    Tags

    International regulator alerts, Scams

    Type

    Page