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  1. 24 August 2020

    FMA releases report into active and passive fund management

    The Financial Markets Authority (FMA) today published an independent report into the passive and active investment management styles used by KiwiSaver providers.
    Tags
    Compliance, Financial advice, Media release, Managed funds, Ways to invest, Investing, Business, Consumer, News & Insights
    Type
    Page

  2. 4 June 2013

    FMA report on NZX General Obligations Review

    The Financial Markets Authority has released its annual report on NZX’s compliance with its obligations under the Securities Markets Act and the Authorised Futures Exchange (NZX Limited) Notice. The period under review was 1 January to 31 December 2012.
    Tags
    Media release, News & Insights
    Type
    Page

  3. 1 July 2013

    FMA releases Investigations and Enforcement Report 2013

    The Financial Markets Authority (FMA) has released its Investigations and Enforcement Report on the key issues and themes arising in the last 12 months.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  5. 8 December 2016

    FMA releases AML/CFT monitoring report

    The FMA has today published its third annual AML/CFT monitoring report.
    Tags
    AML/CFT, Media release, Roles, Business, News & Insights
    Type
    Page

  6. 28 November 2016

    FMA releases Audit Quality Monitoring report

    The FMA’s 2016 Audit Quality Report reflects that improvements continue to be made in audit quality. The report shows the sector is increasingly aligned with the expectations of the FMA and international auditing standards and global best practice. However, it also notes that files reviewed still show that further improvement is necessary.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  7. 4 December 2018

    CPA Australia accredited body report 2018

    This report contains the outcome of our assessment of CPA Australia for the period 1 July 2017 to 30 June 2018.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  8. 13 November 2019

    Ease of doing business survey report 2019

    The FMA commissioned Buzz Channel to conduct research among key stakeholders to understand the effectiveness of
    interactions FMA has with stakeholders and satisfaction with
    the service it provides.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Research

  9. 16 August 2018

    KiwiSaver Statements Report June 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the
    sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business
    Type
    PDF, Report

  10. 12 February 2020

    CPA Australia accredited body report 2020

    This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2019 to 30 June 2020.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  11. 1 December 2021

    Accredited Body Report - CPA Australia 2021

    Findings from the FMA’s review of the adequacy and
    effectiveness of CPA Australia’s audit regulatory systems for
    the period 1 July 2020 to 30 June 2021
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  12. 1 April 2019

    AML/CFT Annual Monitoring Report 2018

    This report summarises our monitoring activities from 1 July 2016 to 30 June 2018, to help reporting entities better understand our expectations, and what they can do to improve their systems and processes to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 and its supporting regulations.
    Tags
    AML/CFT, Monitoring, Reports and Papers, Roles, Reporting entities, Business, News & Insights
    Type
    PDF

  14. 1 December 2013

    Accredited Body Report – CPA Australia 2013

    The Auditor Regulation Act (the Act) requires the Financial Markets Authority (FMA) to assess to what extent CPA Australia, as an accredited body under the Act: has adequate and effective audit regulatory systems;
    complies with its obligations under the Auditor Regulation Act (Prescribed Minimum Standards for Accredited Bodies) Notice 2012. This is for the period ended 30 June 2013 report.
    Tags
    Reports and Papers, Auditors, Roles, Monitoring, Business, News & Insights
    Type
    PDF

  15. 1 May 2019

    Audit Quality Perceptions Research report 2019

    The overall aim of this research is to inform FMA of public and industry perceptions of the audit quality in NZ and enable them to target work to increase understanding of the auditor’s role, strengthen perceived value of that role, along with knowledge of the FMA’s role of oversight and regulationof auditors.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF