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Found 2974 results. Displaying page 13 of 199

12 December 2016

CPA accredited body report 2016

The Auditor Regulation Act 2011 (the Act) requires us to monitor and ensure the audit regulatory systems and
processes used by accredited bodies are adequate and effective.
This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2015 to 30 June 2016.

Tags

Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
12 December 2016

NZICA accredited body report 2016

The Auditor Regulation Act 2011 (the Act) requires us to monitor and ensure the audit regulatory systems and
processes used by accredited bodies are adequate and effective.
This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2015 to 30 June 2016.

Tags

Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
30 November 2016

Audit Quality Monitoring report 2016

Our quality reviews of audit firms help improve audit quality standards and ensure that audit opinions are reliable. These reviews also help us achieve our strategic goal of ensuring that investors have access to resources which help them make better informed financial decisions. In this year’s report, we also draw attention to our expectations of directors and auditors of financial statements and the key focus areas which our stakeholders need to be aware of.

Tags

Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
1 November 2013

Future of Financial Markets Report 2013

In this paper, the FMA sets out the changes to be implemented will be when the Financial Markets Conduct (FMC) Act comes into force.

Tags

Reports and Papers, FMC Act, Legislation, Business, News & Insights

Type

PDF, Paper
1 December 2013

Audit Quality Review Report 2013

This report provides an overview of the outcomes of the audit quality review activities of the Financial Markets Authority (FMA) for the period 1 July 2012 to 30 June 2013.

Tags

Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
27 June 2018

Improving financial statements monitoring report

This monitoring report summarises the findings from our thematic review to determine the extent of improvements in the presentation of financial statements in a clear, concise and effective way, and sets out some suggestions for additional improvement.

Tags

Reports and Papers, News & Insights

Type

PDF
1 March 2014

Unsolicited Offers Monitoring Report 2014

The Securities Markets (Unsolicited Offers) Regulations 2012 came into force on 1 December 2012, in response to concerns about ’low ball’ offers. FMA closely monitored compliance with the new regulations as one of our focus areas in 2013 for building customer trust. In this report we set out our findings and observations. These are based on our monitoring activities to 14 February 2014.

Tags

Compliance, Reports and Papers, Offer information, Business, News & Insights

Type

PDF
22 September 2017

Financial Service Providers Register report

Read about the work we’re doing to tackle misuse of the Financial Services Provider Register (FSPR) and some useful case studies that provide examples of where we’ve taken action.

Tags

FSPR, Roles, Reports and Papers, Financial Advice Provider, Business, News & Insights

Type

Page, Report
29 May 2013

Report on hybrid financial instrument disclosures

We reviewed the accounting classification and disclosure of financial instruments classified as hybrid instruments listed on the NZX debt market, as at 1 December 2012. This report outlines our findings and recommendations.

Tags

Roles, Reports and Papers, Offer disclosure for equity and debt offers, Business, Market operator, News & Insights

Type

Page, Report
1 October 2018

KiwiSaver Report 2018

The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.

Tags

Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor

Type

PDF
8 December 2023

Accredited Body Report - CPA Australia

CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.

Tags

Auditors, Roles, Reports and Papers, Business, Accredited bodies, News & Insights

Type

Page, Report
10 August 2012

Inquiries, Investigations and Enforcement Report 2012

This report summarizes the key issues and themes arising from inquiries, investigations and enforcement acitivity of the FMA during the 2011-12 financial year

Tags

Reports and Papers, News & Insights, Enforcement

Type

PDF, Report
9 November 2012

Stakeholder survey – Final report 2012

The FMA conducts an annual survey to establish how our stakeholders rate our performance. This is the 2012 report.

Tags

Reports and Papers, FMA, News & Insights

Type

PDF, Research
1 February 2014

Investor experience of IPOs - research report

This document explores attitudes towards investing in New Zealand’s financial markets, understand the experience of investing in New Zealand’s financial markets, understand the
impact of offer documentation on investment decisions, and additionally, this research aims to provide profiling information on New Zealand investors. February 2014

Tags

Reports and Papers, Business, News & Insights

Type

PDF, Research
12 August 2015

Expectations for and experiences of retirement - research report

This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.

Tags

Roles, Business, Managed investment schemes

Type

PDF, Research