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  1. 1 October 2015

    KiwiSaver Report 2015

    We are required to report each year on our main KiwiSaver activities. This year’s report covers the period from 1 July 2014 to 30 June 2015, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2015.
    Tags
    Managed investment schemes, Supervisor, Roles, Business
    Type
    PDF, Report

  2. 2 December 2022

    Accredited Body Report - NZICA 2022

    Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2021 to 30 June 2022.
    Tags
    Roles, Accredited bodies, Business
    Type
    PDF, Report

  3. 16 November 2022

    Audit Quality Monitoring Report 2022

    The Audit Quality Monitoring Report for 1 July 2021 – 30 June 2022. This this year’s report emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, concise, and effective information.
    Tags
    Auditors, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF, Report

  4. 14 February 2023

    Submissions report Accounting records guidance

    Submissions report following the consultation for Accounting records guidance.
    Tags
    Auditors, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF, Consultation

  6. 16 December 2020

    FMA publishes 2020 annual report

    The Financial Markets Authority (FMA) has today published its annual report for year to June 2020.
    Tags
    COVID-19, FMA stories, Governance, New Financial Advice regime, Media release, Business, FMA, News & Insights
    Type
    Page

  7. 5 December 2013

    FMA releases audit quality report

    The Financial Markets Authority (FMA) says its first audit quality review shows there is work to be done to meet the required standards.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page, Guidance

  8. 30 September 2021

    AML/CFT Monitoring Report

    AML/CFT Monitoring Report summarises the FMA's monitoring activities to help firms and individuals better understand our expectations.
    Tags
    AML/CFT, Compliance, Directors, Roles, Monitoring, Reporting entities, Reports and Papers, Business, News & Insights
    Type
    Page, Report

  9. 24 January 2023

    FMA publishes 2022 annual report

    Our 2022 annual report details a year that encompassed four main areas of focus for the regulator: monitoring and oversight of financial market participants; preparations for new financial markets legislation; building investor capability; and enforcement activity.
    Tags
    Media release, News & Insights
    Type
    Page, Annual report, Corporate publications

  10. 2 February 2017

    Submissions Report Conduct Guide consultation

    This is a summary of the submissions received by the FMA in response to the consultation of draft guide to the FMA's view of conduct, 2017.
    Tags
    Conduct, Consultations, Business
    Type
    PDF, Submission form

  11. 10 November 2014

    Gentrack IPO Report November 2014

    This report published in 2014 describes our conclusions following a review of matters arising out of Gentrack’s initial public offering (IPO) of shares and its disclosure at the time of the IPO. Our review has not covered matters
    relating to Gentrack’s continuous disclosure obligations under the Securities Markets Act 1988 or the NZX
    listing rules. These matters have been reviewed by NZX.
    Tags
    Reports and Papers, Investigations, News & Insights, Enforcement
    Type
    PDF

  12. 30 November 2015

    Audit Quality Monitoring report 2015

    This report provides an overview of the outcomes of the audit quality review activities of the Financial Markets Authority (FMA) for the period 1 July 2014 to 30 June 2015.
    Tags
    Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  13. 17 December 2014

    NZICA Accredited Bodies Report 2014

    This report contains the outcome of our assessment of
    the New Zealand Institute of Chartered Accountants
    (NZICA) for the period 1 July 2013 to 30 June 2014.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  14. 30 November 2014

    Audit Quality Monitoring report 2014

    The Audit Quality Review Report 1 July 2013-30 June 2014 provides an overview of the outcomes of the audit quality review activities of the Financial Markets Authority (FMA)
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  15. 9 December 2015

    NZICA accredited bodies report 2015

    This report contains the outcome of our assessment of
    the New Zealand Institute of Chartered Accountants
    (NZICA) for the period 1 July 2014 to 30 June 2015.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF