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Found 1629 results. Displaying page 106 of 109

  1. 12 August 2015

    Life after work - ready or not

    A new study shows that almost half of people over 50 years old have yet to figure out how they will reach their retirement goals. While four in ten people who have already retired, did so without a financial plan for their retirement.
    Tags
    KiwiSaver & Superannuation, Media release, Consumer, News & Insights
    Type
    Page

  3. 28 July 2015

    FMA’s Capital + Merchant Finance civil proceedings discontinued

    The FMA has discontinued its civil proceedings against the directors of Capital + Merchant Finance Limited. FMA considers that further time and cost of pursuing the civil proceeding would not be justified or in the public interest. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 24 August 2020

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)
    Tags
    Type
    Page

  5. 5 December 2013

    FMA releases stakeholder feedback report

    The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 1 September 2015

    KiwiSaver and beyond – turning a lump sum into a smooth income

    A survey of New Zealanders approaching retirement has found one in four people are unsure of how to manage the money in their KiwiSaver funds when they reach 65.
    Tags
    KiwiSaver & Superannuation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    Page, Guidance

  7. 28 November 2016

    FMA releases Audit Quality Monitoring report

    The FMA’s 2016 Audit Quality Report reflects that improvements continue to be made in audit quality. The report shows the sector is increasingly aligned with the expectations of the FMA and international auditing standards and global best practice. However, it also notes that files reviewed still show that further improvement is necessary.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  8. 16 August 2011

    Nationwide anti-money laundering seminars help businesses prepare for new law

    Financial service businesses will be learning about the need to tighten up customer identification processes and look out for suspicious financial transactions in a series of seminars around the country that started in Wellington on Monday.
    Tags
    AML/CFT, Media release, Roles, Business, News & Insights
    Type
    Page

  9. 5 October 2020

    World Investor Week focus on beginners after steep rise in direct investment

    The Financial Markets Authority is using World Investor Week 2020 to remind thousands of Kiwi investors to do their homework and understand the risks of investing in financial markets after a steep rise in direct investment.
    Tags
    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page

  10. 8 July 2022

    FMA appoints Margot Gatland to Head of Enforcement

    FMA has confirmed the appointment of Margot Gatland as its new Head of Enforcement. Ms Gatland was previously the Acting Head of Enforcement at the FMA.
    Tags
    FMA executive team, FMA people, FMA
    Type
    Page

  11. 3 July 2018

    Arena Capital/Blackfort

    Mr Ryan, also known as Lance Jared Thompson, used the forex platform BlackfortFX as a façade to encourage more than 900 investors, who were mostly from the Christchurch region, to put about $8.3 million in the Ponzi scheme. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  12. 7 September 2021

    COVID-19

    The FMA regularly posts information and updates relevant to the financial industry during periods of COVID-19. Please check these pages for content that may be relevant to you.
    Tags
    COVID-19, News & Insights
    Type
    Page

  14. 2 August 2018

    Sanderson Consultants

    Sanderson Consultants is not a registered financial service provider in New Zealand
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  15. 19 December 2019

    Cloud Technology & Investments Pty Ltd

    Cloud Technology & Investments Pty Ltd is not registered on the New Zealand Financial Service Providers Register as a financial service provider.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page