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  3. 22 July 2021

    Insurance conduct and culture: Fire and general insurers update

    Findings from the FMA’s evaluation of New Zealand fire and general insurers’ responses to the 2019 Life Insurer Conduct and Culture review
    Tags
    Financial Adviser, Reports and Papers, Roles, Insurance Providers, Financial Institutions, Business, News & Insights
    Type
    Page

  4. 7 May 2019

    Code of Professional Conduct for Financial Advice Services

    The Code of Professional Conduct for Financial Advice Services is prepared in accordance with Part 4 of Schedule 5 of the Financial Markets Conduct Act 2013 (the FMC Act). The Code supports the purposes of the FMC Act including promoting the confident and informed participation of businesses, investors, and consumers in the financial markets, avoiding unnecessary compliance costs, and ensuring the availability and quality of financial advice.
    Tags
    Financial Advice Provider, Conduct, Roles, Business
    Type
    Page, Guidance

  5. 30 January 2024

    Financial Markets Conduct (Revocation of Exemption) Notice 2024

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
    Tags
    Exemptions, Business
    Type
    Page

  6. 14 June 2024

    Fair conduct programmes information for smaller firms

    This information sheet provides information and examples to help smaller Financial Institutions (FIs) establish, implement and maintain their fair conduct programme.
    Tags
    Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business
    Type
    PDF

  7. 14 June 2024

    Conduct of Financial Institutions (CoFI) legislation

    The Financial Markets (Conduct of Institutions) Amendment Act 2022 amends the Financial Markets Conduct Act 2013 to ensure certain financial institutions treat consumers fairly. CoFI is designed to protect consumers by putting the consumer at the forefront of institutions’ decisions and actions. Read more about the CoFI legislation on this page.
    Tags
    Banking, Conduct, Legislation, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Roles, Business
    Type
    Page

  12. 19 July 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice exempts Silver Chef Limited, subject to conditions, from the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act), in relation to an offer made in connection with an Australian scheme of arrangement involving the exchange of all Silver Chef shares from existing Silver Chef shareholders resident in New Zealand for a combination of a cash and contingent value notes.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page