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Found 1596 results. Displaying page 40 of 107

1. 31 January 2018

   Exemption Notice - The Bank of New York Mellon 2018

   Financial Markets Conduct Exemption Notice 2018 - The Bank of New York Mellon.

   Tags

   Exemptions, Business

   Type

   PDF

2. 1 December 2016

   Exemption notice - The Kingdom Resources Trust

   Financial Markets Conduct Exemption Notice 2016 - The Kingdom Resources Trust.

   Tags

   Exemptions, Business

   Type

   PDF

3. 1 November 2021

   Exemption Notice - FNZ Group 2021

   This notice is the Financial Markets Conduct (FNZ Group) Exemption Amendment Notice 2021.
   

   Tags

   Exemptions, Business

   Type

   PDF

4. 7 April 2017

   Exemption Notice - Stride Property Group

   Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

   Tags

   Exemptions, Business

   Type

   PDF

5. 9 December 2020

   Exemption Notice - FNZ Group 2020

   Financial Markets Conduct Exemption Notice 2020 - FNZ Group.

   Tags

   Exemptions, Business

   Type

   PDF

6. 29 November 2017

   Exemption Notice - Irish UCITS

   Financial Markets Conduct Exemption Notice 2017: Irish UCITS.

   Tags

   Exemptions, Business

   Type

   PDF

7. 23 October 2019

   Exemption Notice - Obsidian Contributory Mortgage Scheme

   Financial Markets Conduct Exemption Notice 2019: Obsidian Contributory Mortgage Scheme.

   Tags

   Exemptions, Business

   Type

   PDF

8. 20 April 2020

   Exemption Notice - Imperium Markets 2020

   Financial Markets Conduct Exemption Notice 2020: Imperium Markets Pty Limited.

   Tags

   Exemptions, Business

   Type

   PDF

9. 18 March 2021

   Exemption Notice - QBE Group 2021

   Financial Markets Conduct Exemption Notice 2021: QBE Group.

   Tags

   Exemptions, Business

   Type

   PDF

10. 3 November 2020

    Exemption Notice - Sharesies Limited

    Financial Markets Conduct Exemption Notice 2020: Sharesies Limited.

    Tags

    Exemptions, Business

    Type

    PDF

11. 16 April 2019

    Exemption Notice - RIS Group Limited

    Financial Markets Conduct Exemption Notice 2019: RIS Group Limited.

    Tags

    Exemptions, Business

    Type

    PDF

12. 28 October 2021

    Exemption Notice - Southern Pastures

    Financial Markets Conduct Exemption Notice 2021: Southern Pastures.

    Tags

    Exemptions, Business

    Type

    PDF

13. 1 July 2021

    www.ukg-forex.com and www.ukgforex.com

    We think the conduct of the websites bear the hallmarks of a scam

    Tags

    Suspected scam, Consumer, Scams

    Type

    Page

14. 13 July 2015

    FMA obtains enforceable undertakings from NZ residents found liable for financial misconduct in Australia

    The Financial Markets Authority (FMA) has agreed to accept enforceable undertakings from David John Hobbs and Jacqueline Hobbs, limiting their activities in New Zealand’s financial markets.

    Tags

    Media release, Cases, News & Insights, Enforcement

    Type

    Page

15. 17 December 2018

    Explaining fees and products key for consumers

    We have released survey into consumers’ experience of providers’ conduct. The survey found that New Zealanders are relatively satisfied with their financial providers, with consumers feeling they are treated fairly (70%), and with respect (72%).

    Tags

    Media release, Consumer, News & Insights

    Type

    Page