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Found 402 results. Displaying page 4 of 27

1. 24 August 2023

   Exemption Notice- Financial Markets Conduct Times-7 Group

   The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).

2. 13 December 2022

   Exemption notice - Financial Markets Conduct Small Co operatives

   This notice provides co-operative companies and industrial and provident societies with a lighter regulatory compliance pathway.

3. 24 June 2022

   Exemption Notice - Financial Markets Conduct Bonus Bonds 2022

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022, PDF.

4. 6 October 2021

   Exemption Notice - Financial Markets Conduct (Liberty Financial Group)

   Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

5. 7 September 2021

   Exemption Notice - Financial Markets Conduct (Firefly Resources Limited)

   Financial Markets Conduct (Firefly Resources Limited) Exemption Notice 2021

6. 30 June 2021

   Exemption Notice - Financial Markets Conduct (Foodstuffs Provident Fund)

   Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021

7. 30 June 2021

   Exemption notice - Financial Markets Conduct (FNZ Group) 2021

   Financial Markets Conduct (FNZ Group) Exemption Notice 2021

8. 30 April 2021

   Exemption notice - Financial Markets Conduct (Evergreen Retirement Trust)

   Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021

9. 23 March 2021

   Exemption notice - Financial Markets Conduct Trustee Executors Limited

   Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

10. 18 January 2021

    Exemption notice - Financial Markets Conduct Squirrel Investment Funds

    Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

11. 17 December 2020

    Exemption notice - Financial Markets Conduct Australian Licensees Notice

    Financial Markets Conduct (Australian Licensees) Exemption Notice 2020

12. 24 February 2020

    Conduct and Culture Review report 2019 - OIA request

    OIA response, dated 24/02/2020, asking for a copy of the Bank Conduct and Culture Review (or Life Insurer Conduct and Culture Review) 2019

13. 23 October 2019

    Exemption notice - Financial Markets Conduct (Masthead Joint Venture)

    Financial Markets Conduct (masthead Joint Venture) Exemption Notice 2019

14. 3 April 2019

    Exemption Notice - Financial Markets Conduct Harbour Investment Funds

    Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019

15. 15 December 2018

    Conduct and culture review remediation categories - OIA response

    Conduct and culture review of banks remediation categories OIA response on 15 December 2018