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Found 427 results. Displaying page 4 of 29

1. 23 November 2022

   Exemption Notice - Financial Markets Conduct Irish UCITS

   This notice is the Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

2. 5 July 2022

   Exemption Notice - Financial Markets Conduct Goodman Group

   The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.

3. 8 June 2021

   Exemption notice - Financial Markets Conduct Denarau Villas

   Financial Markets Conduct (Denarau Villas) Exemption Notice 2021

4. 25 October 2019

   Exemption notice - Financial Markets Conduct (trueEX LLC)

   Financial Markets Conduct (trueEX LLC) Exemption Notice 2019

5. 24 April 2019

   Exemption Notice - Financial Markets Conduct Goldman Sachs

   Financial Markets Conduct Exemption Notice 2019: Goldman Sachs.

6. 21 December 2018

   Exemption Notice - Financial Markets Conduct Invion Limited

   Financial Markets Conduct (Invion Limited) Exemption Notice 2018

7. 8 November 2018

   Exemption notice - Financial Markets Conduct Invion Limited

   Financial Markets Conduct (Invion Limited) Exemption Notice 2018

8. 15 August 2018

   Exemption notice - Financial Markets Conduct Heartland Group

   Financial Markets Conduct (Heartland Group) Exemption Notice 2018

9. 1 December 2016

   Exemption notice - Financial Markets Conduct Denarau Villas

   Financial Markets Conduct (Denarau Villas) Exemption Notice 2016

10. 18 November 2016

    Exemption Notice - Financial Markets Conduct Forestry Schemes

    Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

11. 11 November 2016

    Exemption notice - Financial Markets Conduct Corporate Trustees

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

12. 3 June 2016

    Exemption Notice - Financial Markets Conduct Trustpower Group

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

13. 24 March 2016

    Exemption notice - Financial Markets Conduct QBE Group

    Financial Markets Conduct Exemption Notice 2016: QBE Group.

14. 16 March 2015

    Exemption Notice - Financial Markets Conduct South32 Limited

    Financial Markets Conduct (South32 Limited) Exemption Notice 2015

15. 13 March 2015

    Financial Markets Conduct Act exemptions consultation paper

    The offer and management of most financial products will fall under the standard ‘regulated offer’ regime or within the Schedule 1 statutory exclusions. However, there are a few areas where the FMA may need to use class exemptions, frameworks, or methodologies and designations (the FMA’s legislative tools). We want preliminary comments on matters we believe should be considered for support by the FMA’s legislative tools, but for which we have not yet developed policy proposals. Your feedback will be considered in the development of our proposals