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Found 1596 results. Displaying page 30 of 107

1. 13 January 2017

   Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

   Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

2. 14 October 2016

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

3. 24 February 2017

   Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2017

   Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2017 expired

   Tags

   Exemptions, Business

   Type

   Page

4. 1 December 2016

   Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

   Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

5. 23 August 2021

   The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

   The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

6. 11 October 2018

   Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

7. 28 July 2017

   Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017

   This notice is the Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF

8. 22 March 2018

   Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

   This report follows on from our 2016 report, Replacing life insurance – who benefits? into replacement business activity within the adviser sales channel of the New Zealand life insurance market. It details our findings, the results of our inquiries to date and our expectations for advisers when they are providing advice on replacing insurance policies.

   Tags

   Reports and Papers, Roles, Financial Institutions, Business, News & Insights

   Type

   PDF

9. 27 July 2023

   The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

   Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.

   Tags

   Banking, Speeches and presentations , Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights

   Type

   PPT, PDF

10. 5 April 2023

    Exemption Notice - Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer)

    Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer) Exemption Notice 2023

    Tags

    Type

    PDF, Exemption notice

11. 8 August 2022

    Exemption notice - Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS)

    Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022. Pursuant to section 556 of the Financial Markets Conduct Act 2013, the Financial Markets Authority, being satisfied of the matters set out in section 557 of that Act, gives the following notice.

    Tags

    Exemptions, Business

    Type

    PDF, Exemption notice

12. 4 April 2016

    Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

    Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

    Tags

    Exemptions, Business

    Type

    PDF

13. 8 June 2023

    Exemption Notice - Financial Market Conduct Christchurch City Holdings limited Subsidiary Balance Date Alignment

    Financial Market Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2023.

    Tags

    FMC Act, Exemptions, Legislation, Business

    Type

    PDF

14. 6 November 2015

    Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

    Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

    Tags

    Exemptions, Business

    Type

    PDF

15. 19 February 2021

    Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

    Financial Markets Conduct (Insider Trading - Livestock
    Improvement Corporation Limited) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    PDF