Search results

Found 1596 results. Displaying page 25 of 107

1. 1 December 2016

   Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2016

   Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 15 February 2017

   FMA updates Strategic Risk Outlook and sets course for new era in conduct regulation

   FMA published its updated Strategic Risk Outlook (SRO). This is a foundation FMA document and sets out how the regulator identifies and prioritises the key risks to its overall objective of fair, efficient and transparent markets.

   Tags

   Conduct, Governance, Media release, Business, FMA, News & Insights

   Type

   Page

3. 14 April 2017

   Financial Markets Conduct (Gordian RunOff Limited) Exemption Notice 2017

   Financial Markets Conduct (Gordian RunOff Limited) Exemption Notice 2017 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 27 April 2022

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 5 February 2022

   Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

   Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 17 June 2016

   Financial Markets Conduct (Tonga Development Bank Ave Pa'anga Pau Vouchers) Designation Notice 2016

   Financial Markets Conduct (Tonga Development Bank Ave Pa'anga Pau Vouchers) Designation Notice 2016

   Tags

   Designations, Business

   Type

   Page

7. 24 November 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 14 October 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 1 December 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 1 May 2014

    Cultural shift in financial services underway as once-in-a-generation Financial Markets Conduct Act takes effect

    The Chief Executive of the Financial Markets Authority, Rob Everett, says a long-term cultural shift – for the better – is underway in New Zealand financial services as the new Financial Markets Conduct Act 2013 takes effect.

    Tags

    FMC Act, Media release, Legislation, Business, News & Insights

    Type

    Page

11. 6 November 2015

    Financial Markets Conduct Act (Offers of Financial Products Through Authorised Financial Advisers Supplying Personalised DIMS)

    Financial Markets Conduct Act (Offers of Financial Products Through Authorised Financial Advisers Supplying Personalised DIMS) Exemption Notice 2015 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 31 March 2016

    Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

    Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 16 March 2021

    Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

    Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 December 2020

    Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2020

    Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2020

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 5 December 2016

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2016

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page