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Found 1596 results. Displaying page 24 of 107

1. 16 September 2016

   Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016

   Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 18 November 2016

   Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016

   Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 30 November 2018

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018 comes into force on 29 November 2018 and is revoked on the close of 30 June 2019. Read more.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 4 August 2021

   Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2021

   Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2021
   

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 25 August 2021

   The Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2021

   The Financial Markets Conduct (Employee Share Purchase Scheme Shares Allotted under Securities Act 1978) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 14 September 2021

   Financial Markets Conduct (BNP Paribas S.A.) Exemption Notice 2021

   Financial Markets Conduct (BNP Paribas S.A.) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 28 October 2016

   Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

   Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 7 April 2017

   Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2017

   Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 21 September 2020

   Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2020

   The Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 1 December 2016

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 6 August 2021

    Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2021

    Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 18 March 2016

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 1 December 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Tags

    Secondary legislation, Business

    Type

    Page

14. 25 July 2019

    Financial Markets Conduct (Managed Funds – Loan Disclosure Requirements) Exemption Notice 2019

    A class exemption has been granted to provide managers of certain schemes that invest in secured loans with relief from the requirements to name borrowers in quarterly fund updates or on the register entry for the offer. Alternative information about the secured property must be provided instead, that will be more useful for investors. The exemptions come into force on 1 August 2019.

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 1 December 2015

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited)

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page