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Found 434 results. Displaying page 22 of 29

1. 17 November 2020

   Exemption Notice - Fonterra Co operative Group Limited 2020

   Financial Markets Conduct Exemption Notice 2020: Insider Trading - Fonterra Co-operative Group Limited

2. 5 November 2019

   Exemption Notice - Fonterra Co-operative Group Limited Insider Trading

   Financial Markets Conduct Exemption Notice 2019: Insider Trading - Fonterra Co-operative Group Limited.

3. 7 April 2017

   Exemption Notice - The City of London Investment Trust plc

   Financial Markets Conduct Exemption Notice 2017 - The City of London Investment Trust plc.

4. 1 December 2016

   Exemption notice - The Bible Society Development New Zealand Inc.

   Financial Markets Conduct Exemption Notice 2016 - The Bible Society Development New Zealand Inc.

5. 3 November 2016

   Exemption notice - AMP legacy superannuation schemes

   This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.

6. 23 October 2015

   Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

   Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.

7. 18 October 2023

   Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

   The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.

8. 1 June 2022

   Exemption Notice - Haleon plc

   The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.

9. 1 December 2020

   Exemption Notice - ICAP Brokers

   Financial Markets Conduct Exemption Notice 2020 - ICAP Brokers Pty Limited and ICAP New Zealand Limited.

10. 18 November 2020

    Consultation draft guidance advertising offers FMC Act

    Consultation - Proposed guidance: advertising offers of financial products under the Financial Markets Conduct Act 2013.

11. 22 July 2022

    Exemption Notice - The City of London Investment Trust plc

    The Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022, exempts The City of London Investment Trust plc from certain financial reporting obligations in Part 7 of the Financial Markets Conduct Act 2013.

12. 24 January 2023

    Ease of Doing Business Survery 2022

    The FMA commissioned FiftyFive5 to conduct research among key stakeholders to understand the effectiveness of their interactions with the FMA and satisfaction with the services provided. This is the seventh year (2022) this stakeholder research has been conducted.

13. 9 September 2025

    Class legislative notice summary 2025

    Summary of 2025 Financial Markets Conduct Act class notices including exemptions, designations, and climate-related disclosures.

14. 8 September 2025

    ANZ Bank New Zealand Limited - Enforcement Undertaking

    ANZ admits misleading conduct, pays $3.25M after FMA investigation into overdraft fees and mortgage incentive breaches.

15. 25 August 2025

    Shadow Insider Trading Report

    Regulatory insights on shadow insider trading under NZ's FMC Act, risks, expectations, and market conduct guidance.