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Found 380 results. Displaying page 15 of 26

1. 30 November 2018

   Exemption notice - AMP New Zealand Personal Superannuation Fund

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018

2. 31 January 2018

   Exemption Notice - The Bank of New York Mellon 2018

   Financial Markets Conduct Exemption Notice 2018 - The Bank of New York Mellon.

3. 1 May 2016

   Exemption notice - Craigs DIMS

   Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.

4. 18 April 2016

   Exemption notice - Heartland Bank Limited Share Sale Plan

   Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

5. 15 March 2016

   Exemption Notice 2016 - Allianz Australia Insurance Limited

   Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

6. 23 February 2016

   Exemption Notice - Snakk Media Limited Share Sale Plan

   Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016

7. 30 January 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

8. 5 December 2023

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

9. 27 July 2023

   The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

   Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.

10. 9 September 2022

    Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

    This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

11. 26 July 2021

    Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference 2021

    Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021

12. 2 March 2021

    Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021

13. 29 November 2019

    Financial Markets Conduct - Disclosure of Relevant Interests by Directors and Senior Manager Exemption Notice

    Exemption notice issued by the FMA for Financial Markets Conduct Disclosure of Relevant Interests by Directors and Senior Managers.

14. 30 October 2018

    Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

15. 24 November 2016

    Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

    Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.