Search results

Found 377 results. Displaying page 13 of 26

1. 22 March 2018

   Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

   This report follows on from our 2016 report, Replacing life insurance – who benefits? into replacement business activity within the adviser sales channel of the New Zealand life insurance market. It details our findings, the results of our inquiries to date and our expectations for advisers when they are providing advice on replacing insurance policies.

2. 8 June 2016

   Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

   This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

3. 11 March 2016

   Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

   Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

4. 24 November 2015

   Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

   This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

5. 1 December 2014

   Exemption Notice - Financial Markets Conduct Act Insider Trading Fonterra Co operative Group Limited

   Financial Markets Conduct Act (Insider Trading - Fonterra Co-operative Group Limited) Exemption Notice 2014.

6. 3 August 2020

   Exemption Notice - Booster Financial Services Ltd

   Financial Markets Conduct Exemption Notice 2020 - Booster Financial Services Limited

7. 20 April 2020

   Exemption Notice - Imperium Markets 2020

   Financial Markets Conduct Exemption Notice 2020: Imperium Markets Pty Limited.

8. 27 March 2020

   Exemption notice - UBT Invest NZ Funds

   Financial Markets Conduct (UBT Invest NZ Funds) Exemption Notice 2020

9. 23 October 2019

   Exemption Notice - Obsidian Contributory Mortgage Scheme

   Financial Markets Conduct Exemption Notice 2019: Obsidian Contributory Mortgage Scheme.

10. 15 July 2019

    Exemption notice - Napier Port Holdings Limited

    Financial Markets Conduct (Napier Port Holdings Limited) Exemption Notice 2019

11. 24 May 2019

    Exemption notice - Clearwater Golf Club Limited

    Financial Markets Conduct (Clearwater Golf Club Limited) Exemption Notice 2019

12. 5 April 2019

    Exemption Notice - OnePath Custodians Pty Limited

    Financial Markets Conduct Exemption Notice 2019: OnePath Custodians Pty Limited.

13. 29 August 2018

    Exemption notice - New Zealand Retirement Trust Notice

    Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

14. 14 June 2018

    Exemption Notice - TIL Logistics Group Limited

    Financial Markets Conduct Exemption Notice 2018 - TIL Logistics Group Limited.

15. 6 June 2018

    Exemption Notice - Obsidian Contributory Mortgage Scheme

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2018