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Found 1595 results. Displaying page 13 of 107

1. 15 July 2019

   Financial Markets Conduct (Napier Port Holdings Limited) Exemption Notice 2019

   As per Financial Markets Conduct (Napier Port Holdings Limited) Exemption Notice 2019, Napier Port is exempted, in respect of the priority offer, from section 80(1) of the Act to the extent that that clause applies to the priority offer as a result of a PDS event; or a register entry event.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 20 October 2017

   Financial Markets Conduct (Extension of Term and Revocation of Exemptions) Notice 2017

   Financial Markets Conduct (Extension of Term and Revocation of Exemptions) Notice 2017 allows extension of the DIMS notice and revocation of Balance Dates and Dual-listed notices. Read more.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 29 September 2017

   Financial Markets Conduct (Bonus Bonds) Exemption Amendment Notice 2017

   Financial Markets Conduct (Bonus Bonds) Exemption Amendment Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 23 December 2020

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2020

   Financial Markets Conduct (shares in Investment Companies) Designation Amendment Notice 2020

   Tags

   Designations, Business

   Type

   Page

5. 18 November 2021

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 29 June 2022

   Culture shift for financial services as Conduct of Financial Institutions Bill passes

   The Financial Markets (Conduct of Institutions) Amendment Bill, has been passed in Parliament.

   Tags

   Banking, Insurance Providers, Conduct, Conduct of Financial Institutions Bill (CoFI), Media release, Business, News & Insights

   Type

   Page

7. 5 June 2015

   Financial Markets Conduct (Financial Reporting—DIMS Licensees)

   Financial Markets Conduct (Financial Reporting—DIMS Licensees) Exemption Notice 2015 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 9 June 2017

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2017

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2017 amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017.

   Tags

   Designations, Business

   Type

   Page

9. 23 November 2022

   Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

   Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

   Tags

   Type

   Page, Exemption notice, Financial Markets Conduct Act exemptions, Current

10. 30 November 2017

    Financial Markets Conduct (Irish UCITS) Exemption Notice 2017

    Financial Markets Conduct (Irish UCITS) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 13 December 2022

    Financial Markets Conduct (Irrigation Companies) Exemption Notice 2022

    Financial Markets Conduct (Irrigation Companies) Exemption Notice 2022

    Tags

    Exemptions, Business

    Type

    Page

12. 13 December 2022

    Financial Markets Conduct (Small Co-operatives) Exemption Notice 2022

    This notice provides co-operative companies and industrial and provident societies with a lighter regulatory compliance pathway.

    Tags

    Exemptions, FMC Act, Legislation, Business

    Type

    Page

13. 19 January 2018

    Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018

    Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 3 May 2022

    Why tick box conduct compliance doesn’t cut it anymore

    FMA Director of Banking and Insurance, Clare Bolingford describes how the regulatory lens is changing to focus on customer outcomes.

    Tags

    Insights, Article, Business, News & Insights

    Type

    Page