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Found 377 results. Displaying page 11 of 26

1. 21 June 2021

   Financial Markets Conduct (Catalist Public Market) Approval of Market Rules Notice 2021

   Financial Markets Conduct (Catalist Public Market) Approval of Market Rules Notice 2021

2. 30 October 2020

   Financial Markets Conduct (NZX Rules) Approval of Rule Change Notice 2020 –2020

   Financial Markets Conduct (NZX Rules) Approval of Rule Change Notice 2020 which aplies to Derivative Market Rules; NZX Participant Rules; Fonterra Share Market Listing Rules and NZ Markets Disciplinary Tribunal Rules.

3. 15 February 2019

   Financial Markets Conduct (NZX Participant Rules) - Approval of Rule Change Notice 2019

   This notice approves changes to the Participant Rules that were provided to the FMA by NZX for approval on 18 December 2018 with further minor amendments provided 17 January 2019.

4. 11 October 2018

   Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

5. 3 May 2018

   Exemption notice - Financial Markets Conduct Capital Mortgage Income Trust Group Investment Fund

   Financial Markets Conduct (Capital Mortgage Income Trust Group Investment Fund) Exemption Notice 2018

6. 10 August 2017

   Financial Markets Conduct Act - NZMDT Rules Approval of Market Rules Notice 2017

   FMC Act New Zealand Disciplinary tribunal rules notice of change 2017.

7. 1 December 2016

   Exemption notice - Financial Markets Conduct Moorhouse Central Proportionate Ownership Scheme Exemption Notice

   Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2016

8. 28 October 2016

   Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

   Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

9. 4 April 2016

   Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

10. 28 July 2015

    Exemption Notice - Financial Markets Conduct Act Todd Family Office Limited Transaction Reporting

    Financial Markets Conduct (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015.

11. 12 June 2015

    Financial Markets Conduct Act - NZX Rules Approval of Market Rules Notice 2015

    This notice come into force on 15 June 2015. The notice allows for NZX to replace sets of market rules with the corresponding rules dated 16 April 2015.

12. 24 February 2015

    Information sheet Related party transactions under the Financial Markets Conduct Act 2013.1.1

    This information sheet outlines the rules on related-party transactions that apply to managed investment schemes under the Financial Markets Conduct Act 2013 (FMC Act).

13. 14 September 2021

    Exemption Notice - BNP Paribas

    Financial Markets Conduct (BNP Paribas S.A.) Exemption Notice 2021.

14. 26 March 2021

    Exemption notice - AIA International Limited

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2021.

15. 21 September 2020

    Exemption notice - Consilium KiwiWRAP Scheme

    Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2020