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Found 1595 results. Displaying page 11 of 107

1. 8 October 2021

   Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

   Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 18 March 2021

   Financial Markets Conduct (QBE Group) Exemption Notice 2021

   Financial Markets Conduct (QBE Group) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 16 March 2021

   Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

   Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 24 March 2016

   Financial Markets Conduct (QBE Group) Exemption Notice 2016

   Financial Markets Conduct (QBE Group) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 14 November 2016

   Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016

   Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 1 December 2016

   Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016

   Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 29 May 2015

   Financial Markets Conduct (Dual-listed FMC Reporting Entities)

   Financial Markets Conduct (Dual-listed FMC Reporting Entities) Exemption Notice 2015 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 11 November 2016

   Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

   Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 29 May 2015

   Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers)

   Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2015 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 4 September 2015

    Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited)

    Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 8 August 2016

    Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 21 April 2011

    Disciplinary Committee Ready to Conduct Financial Adviser Disciplinary Proceedings

    Departing Commissioner for Financial Advisers, David Mayhew, has completed his final statutory role as Chair of the Financial Advisers Disciplinary Committee chairing its first meeting, where the committee approved its rules and procedures for operation.

    Tags

    Media release, News & Insights

    Type

    Page

13. 29 November 2019

    Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019

    The Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019 continues the relief granted in Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2014, which is revoked at the close of 30 November 2019.

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 July 2016

    Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

    Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 30 November 2016

    Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016

    Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page