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Found 402 results. Displaying page 10 of 27

1. 19 December 2023

   Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

   The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

2. 16 March 2021

   Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

   Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

3. 19 February 2021

   Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

   Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2021

4. 30 September 2019

   Exemption notice - Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited)

   Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2019

5. 4 April 2019

   Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice

   This notice allows NZX to replace the NZX Issuer Rules, dated 1 January 2016, with the corresponding amended rules with effect from 1 January 2020 or as otherwise determined by NZX in accordance with the Participant Rule 1.4.1

6. 26 October 2018

   Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

   This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

7. 26 June 2017

   Exemption notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

   Financial Markets Conduct (Australian Scholarship Group Friendly Society Limited) Exemption Notice 2017

8. 5 December 2016

   Exemption Notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

   Financial Markets Conduct Exemption Notice 2016: Australian Scholarships Group Friendly Society Limited.

9. 1 December 2016

   Exemption Notice - Financial Markets Conduct 66 The Square Proportionate Ownership Scheme

   Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016

10. 4 November 2016

    Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

    Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016

11. 14 October 2016

    Exemption Notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

12. 29 April 2016

    Exemption Notice - Financial Markets Conduct Genworth Financial Mortgage Insurance Pty Limited

    Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

13. 4 September 2015

    Exemption Notice - Financial Markets Conduct CBL Corporation Limited and CBLNZ Limited

    Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016

14. 28 October 2021

    Exemption Notice - Southern Pastures

    Financial Markets Conduct Exemption Notice 2021: Southern Pastures.

15. 18 March 2021

    Exemption Notice - QBE Group 2021

    Financial Markets Conduct Exemption Notice 2021: QBE Group.