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Found 1595 results. Displaying page 10 of 107

1. 28 July 2015

   Financial Markets Conduct Act (Todd Family Office Limited Transaction Reporting)

   Financial Markets Conduct Act (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 11 May 2016

   Financial Markets Conduct (APN News & Media Limited) Exemption Notice 2016

   Financial Markets Conduct (APN News & Media Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 14 November 2016

   Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

   Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 18 November 2016

   Financial Markets Conduct (Antipodes Gold Limited) Exemption Amendment Notice 2016

   Financial Markets Conduct (Antipodes Gold Limited) Exemption Amendment Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 20 February 2017

   The Financial Markets Authority publishes its first Conduct Outcomes Report

   The Conduct Outcomes Report 2016 highlights the key issues and actions from the FMA’s enforcement, supervision and preventative activities for the financial year July 2015 to June 2016.

   Tags

   Conduct, Media release, Business, News & Insights

   Type

   Page

6. 26 May 2017

   RBNZ and FMA welcome new foreign exchange market Global Code of Conduct

   The Reserve Bank of New Zealand and Financial Markets Authority have welcomed the release of a new code to promote good practice in the international foreign exchange market.

   Tags

   Market operator, Conduct, Media release, Roles, Business, News & Insights

   Type

   Page

7. 1 June 2015

   Financial Markets Conduct (Derivatives Issuers — Link to Financial Statements)

   Financial Markets Conduct (Derivatives Issuers — Link to Financial Statements) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 1 December 2017

   Financial Markets Conduct (Financial Reporting: Balance Dates of Managers and Registered Schemes)

   Financial Markets Conduct (Financial Reporting: Balance Dates of Managers and Registered Schemes)

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 30 March 2021

   Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020

   The Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020 provides relief to accredited NZX derivatives participants that are domiciled in the US and registered as futures commodity merchants (FCMs) with the Commodity Futures Trading Commission - expired.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 14 June 2021

    Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

    Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 11 August 2021

    Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

    Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 20 October 2021

    Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

    Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 6 November 2015

    Financial Markets Conduct Act (Garden BidCo Limited)

    Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 24 March 2016

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2016

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 1 June 2015

    Financial Markets Conduct (Derivatives Issuers— Responsibilities in Event of Shortfall)

    Financial Markets Conduct (Derivatives Issuers— Responsibilities in Event of Shortfall) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page