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Found 1597 results. Displaying page 86 of 107

  1. 26 November 2018

    FMA publishes 2018 Audit Quality Report & Directors’ Guide

    The FMA's Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm, while noting the overall quality of audits has improved in recent years.
    Tags
    Auditors, Directors, Media release, Roles, Business, News & Insights
    Type
    Page

  2. 4 October 2018

    FMA issues infringement notice to Pacific Eagle Capital

    The Financial Markets Authority (FMA) has issued an infringement notice to Pacific Eagle Capital (PEC) for failing to file financial statements by its due date.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 18 April 2018

    FMA review of fund managers’ quarterly fund updates

    FMA published the findings of a review of quarterly fund updates which looked at whether fund managers are meeting their legal requirements to produce updates that are both easy to find and easy to read for investors.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  4. 26 October 2017

    FMA files Crimes Act charges against Steven Robertson

    The FMA has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  5. 24 May 2017

    Licensing overview: what the FMA found and what firms need to know

    Common issues, hints for new applicants and a guide to the Financial Markets Authority’s (FMA) future focus are included in a review of the regulator’s first two and a half years of licensing.
    Tags
    Licensing & registration, Media release, Business, News & Insights
    Type
    Page

  9. 25 June 2020

    FMA welcomes start date of new financial advice regime and confirmation of disclosure requirements

    The Financial Markets Authority (FMA) is encouraging advisers to apply for their transitional licences by the end of the year, as the Government announces the start date to the new financial advice regime. Read the full media release here.
    Tags
    Financial advice, New Financial Advice regime, Media release, Financial Services Legislation Amendment Act (FSLAA), Financial Advice Provider, Roles, Business, Consumer, News & Insights
    Type
    Page

  11. 13 June 2016

    FMA releases Auditor regulation and oversight plan

    The FMA has released its auditor regulation and oversight plan for 2016. The FMA’s plan sets out the new style of audit report issued by the External Reporting Board, intended to provide better information to investors.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  14. 3 October 2023

    Compliance approach

    FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets.
    Tags
    Compliance, Business
    Type
    Page

  15. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance