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Found 402 results. Displaying page 9 of 27

1. 7 August 2024

   Exemption Notice 2024 - Financial Markets Conduct Obsidian Contributory Mortgage Scheme

   Exemption Notice 2024 - Financial Markets Conduct Obsidian Contributory Mortgage Scheme

2. 19 June 2024

   Exemption Notice 2024 - Financial Markets Conduct Lake Edge Resort Limited

   Financial Markets Conduct (Lake Edge Resort Limited) Exemption Notice 2024

3. 4 April 2024

   Financial Markets Conduct Clearwater Golf Club Limited Exemption Notice 2024

   Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act). The Exemption Notice is subject to conditions which together replicate the financial reporting, auditing and annual reporting requirements under the Companies Act 1991.

4. 15 February 2024

   Financial Markets Conduct Climate Statements Precinct Properties Group Notice 2024

   Financial Markets Conduct (Climate Statements – Precinct Properties Group) Notice 2024

5. 15 February 2024

   Financial Markets Conduct Financial Reporting Precinct Properties Group Notice 2024

   Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Notice 2024

6. 21 November 2023

   Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

7. 21 August 2023

   Exemption Notice - Financial Markets Conduct (BGC Partners (Australia) Pty Limited)

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

8. 7 August 2023

   Exemption notice - Financial Markets Conduct Kuaotunu Camp Ground 2008 Limited

   This notice is the Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023.

9. 22 April 2022

   Exemption Notice - Financial Markets Conduct Berkshire Hathaway Specialty Insurance Company

   This notice is the Financial Markets Conduct Act (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2022.

10. 15 March 2022

    Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

    This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.

11. 8 October 2021

    Exemption notice - Financial Markets Conduct (Kiwibank Limited-Offer of PPS)

    Financial Markets Conduct (Kiwibank Limited-Offer of PPS) Exemption Notice 2021

12. 21 July 2021

    Insurance conduct and culture: Fire and general insurers update PDF

    Findings from our evaluation of New Zealand fre and general insurers’ responses to the 2019 Life Insurer Conduct and Culture review

13. 9 March 2021

    Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

    This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.

14. 18 December 2019

    Conduct and Culture implementation and planning from banks - OIA request

    OIA response, dated 18 December 2019, discussing bank plans and progress on implementation of the Conduct and Culture report changes and what types of action the FMA will take if it is unsatisfied with the outcome or urgency of the banks’ behaviour in establishing or implementing said plans

15. 26 November 2018

    Exemption Notice - Financial Markets Conduct i Select Superannuation Scheme 2018

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018