Back

Search results

Found 1597 results. Displaying page 79 of 107

  2. 11 May 2018

    Managed Forex Hub Limited

    We have issued a formal warning to Andrew James Sturge, the sole director and shareholder of Managed Forex Hub Limited under s 9 of the Financial Markets Authority Act 2011.
    Tags
    Scams
    Type
    Page

  4. 28 April 2020

    Exemptions grant temporary relief from some reporting deadlines

    FMA has granted two class exemption notices to provide market participants with an additional two months to provide their audited financial statements and comply with certain other regulatory requirements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to provide regulatory relief.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  6. 9 May 2017

    IMF NZ FSAP Assessment 2017

    The FMA welcomes the publication of the International Monetary Fund’s Financial System Stability Assessment (FSSA) for New Zealand.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  7. 26 January 2022

    First ‘investment passport’ under the ARFP granted to NZ fund manager

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).
    Tags
    Asia Region Funds Passport Register, Roles, Media release, Business, Managed investment schemes, News & Insights
    Type
    Page

  8. 17 December 2021

    FMA warns Squirrel P2P Trustee Limited for historic custodian breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has formally warned Squirrel P2P Trustee Limited for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.
    Tags
    Roles, Media release, Business, News & Insights, Enforcement, Peer-to-peer lending service providers
    Type
    Page

  9. 29 July 2021

    FMA releases cyber resilience info sheet for financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has today published an information sheet containing principles and resources to help licensed financial advice providers develop their cyber resilience.
    Tags
    Financial Advice Provider, Roles, Media release, Business, News & Insights
    Type
    Page

  10. 25 October 2017

    FMA commentary on ICOs and cryptocurrencies

    Investors must understand the risks involved with cryptocurrencies and associated services before they invest. Read more.
    Tags
    Cryptocurrencies, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page

  12. 13 April 2021

    FMA provides breakdown of financial advice providers in the new regime

    The Financial Markets Authority (FMA) has provided transitional licence numbers under the new financial advice regime, revealing how many financial advice providers are operating in New Zealand. It follows the start of the new financial advice regime last month.
    Tags
    New Financial Advice regime, Media release, Financial Advice Provider, Financial Services Legislation Amendment Act (FSLAA), Roles, Business, News & Insights
    Type
    Page

  13. 31 July 2017

    Offering securities in New Zealand and Australia under mutual recognition

    The Offering securities in New Zealand and Australia under mutual recognition guide explains what issuers have to do under the trans-Tasman mutual recognition scheme when making financial product offers in Australia and New Zealand.
    Tags
    Offer information, Managed Investment Schemes, Supervisors, Business
    Type
    Page, Guidance

  14. 31 July 2017

    Offering securities in New Zealand and Australia under mutual recognition

    The Offering securities in New Zealand and Australia under mutual recognition guide explains what issuers have to do under the trans-Tasman mutual recognition scheme when making financial product offers in Australia and New Zealand.
    Tags
    Offer information, Managed Investment Schemes, Supervisors, Business
    Type
    Page, Guidance

  15. 8 September 2023

    Consultation: Climate-related disclosures timing challenge

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
    Tags
    Consultations, Roles, Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Page