Search results

Found 380 results. Displaying page 8 of 26

1. 21 August 2023

   Exemption Notice - Financial Markets Conduct (BGC Partners (Australia) Pty Limited)

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

2. 7 August 2023

   Exemption notice - Financial Markets Conduct Kuaotunu Camp Ground 2008 Limited

   This notice is the Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023.

3. 22 April 2022

   Exemption Notice - Financial Markets Conduct Berkshire Hathaway Specialty Insurance Company

   This notice is the Financial Markets Conduct Act (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2022.

4. 15 March 2022

   Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

   This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.

5. 8 October 2021

   Exemption notice - Financial Markets Conduct (Kiwibank Limited-Offer of PPS)

   Financial Markets Conduct (Kiwibank Limited-Offer of PPS) Exemption Notice 2021

6. 21 July 2021

   Insurance conduct and culture: Fire and general insurers update PDF

   Findings from our evaluation of New Zealand fre and general insurers’ responses to the 2019 Life Insurer Conduct and Culture review

7. 9 March 2021

   Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

   This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.

8. 18 December 2019

   Conduct and Culture implementation and planning from banks - OIA request

   OIA response, dated 18 December 2019, discussing bank plans and progress on implementation of the Conduct and Culture report changes and what types of action the FMA will take if it is unsatisfied with the outcome or urgency of the banks’ behaviour in establishing or implementing said plans

9. 26 November 2018

   Exemption Notice - Financial Markets Conduct i Select Superannuation Scheme 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

10. 28 June 2017

    Exemption Notice - Financial Markets Conduct Heinz Wattie Limited Pension Plan

    Financial Markets Conduct Act 2013 exemption notice issued to Heinz Wattie Limited re Pension Plan 2017.

11. 10 March 2017

    Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

    Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2017

12. 17 November 2015

    Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

    Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

13. 30 October 2015

    Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

    Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015

14. 14 September 2015

    IPOs under the Financial Markets Conduct Act 2013 research report

    Research reports for IPOs under the Financial Markets Conduct Act 2013

15. 1 November 2013

    A Guide to the Financial Markets Conduct Act 2013 Reforms

    This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.