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Found 2376 results. Displaying page 64 of 159

  1. 29 August 2019

    www.rncapitalalliance.com

    The FMA recommends taking caution when dealing with www.rncapitalalliance.com as they could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 28 May 2021

    strandcapital.io

    We are concerned that www.strandcapital.io (the website) may be operating a scam. The website offers investment plans with unrealistically high returns. We are aware of an investor in the website being unable to withdraw his investment.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  3. 17 March 2022

    FMA issues warning about croftcapital.ltd

    WARNING: FMA are concerned that https://capitalcycleslimited.com is involved in a scam. The website falsely claims that it is “legally registered with the New Zealand Securities & Investment company with NZ:1271353”.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 13 April 2021

    FMA provides breakdown of financial advice providers in the new regime

    The Financial Markets Authority (FMA) has provided transitional licence numbers under the new financial advice regime, revealing how many financial advice providers are operating in New Zealand. It follows the start of the new financial advice regime last month.
    Tags
    New Financial Advice regime, Media release, Financial Advice Provider, Financial Services Legislation Amendment Act (FSLAA), Roles, Business, News & Insights
    Type
    Page

  5. 11 October 2017

    Bank Bill Benchmark Rate guidance and overview published by FMA

    The Financial Markets Authority (FMA) published today guidance on conduct and expected controls in relation to trading that sets the Bank Bill Benchmark Rate (BKBM) and closing rates. Alongside this, the FMA is also publishing an overview of BKBM and benchmarks, their purpose and how they are regulated.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  6. 24 June 2019

    Jarden Investment Nominees Limited

    Jarden Investment Nominees Limited, formerly known as First NZ Capital Investment Nominees Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 17 December 2019

    Thompson Mergers

    The FMA recommends exercising caution before dealing with Thompson Mergers, Newcorp Capital and the website www.thompsonmergers.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 31 August 2022

    Jarden Securities Limited

    Jarden Securities Limited formerly known as First NZ Capital Securities Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 5 June 2019

    Tiger Brokers (NZ) Limited

    Tiger Brokers (NZ) Limited, formerly known as Top Capital Partners Limited, FSP473106, is an AML reporting entity.
    Tags
    Type
    Page

  10. 4 October 2022

    campartnersinvestment.org and cambridgeinvestmentsltd.com

    WARNING: The website is falsely purporting to be associated with two registered NZ companies – Cambridge Partners Limited (NZBN 9429037884345) and Cambridge Capital Limited (NZBN 9429038446504). The FMA are concerned that www.campartnersinvestment.org may be operating a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  11. 23 September 2022

    Imposter website: farm-crypto.com

    Farm-crypto.com is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Pearlfisher Capital Limited.
    Tags
    Imposter website, Scams
    Type
    Page

  12. 8 May 2024

    2040 Ventures Limited

    2040 Ventures Limited (previous named: LANCE WIGGS CAPITAL MANAGEMENT LIMITED) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 1 February 2011

    Commission Takes Action Against Insured Group

    The Securities Commission has commenced civil proceedings against Insured Group Limited, formerly known as Lombard Group Limited, in relation to alleged breaches in 2007 and 2008 of the continuous disclosure provisions of the Securities Markets Act 1988. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 15 November 2012

    Release of PwC report into Ross Asset Management

    The Receivers and Managers' focus over the first five days of their appointment has been to identify and secure investment assets. After searching the custody accounts identified by Mr Ross and through wider searches in international investment markets, they have so far located investments of only $10.2 million. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  15. 28 June 2018

    Annual review of NZX published

    NZX generally complied with its obligations during the review period. However, a lack of market experience in its market surveillance function meant NZX did not meet its obligation to have adequate arrangements to monitor the conduct of participants on, or in relation to its markets.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
    Type
    Page