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  1. 24 May 2018

    Market cleanliness summer scholarship study published

    The Financial Markets Authority (FMA) and NZX Regulation (NZXR) today published a study carried out by Victoria University student Anna Hensen, ‘New Zealand Equity Market Cleanliness for the years 2010-2016’.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
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    Page

  3. 22 September 2017

    FMA toughens approach to misuse of FSPR

    The Financial Markets Authority’s report on the Financial Service Providers Register (FSPR) sets out its work to prevent the misuse of the FSPR between 2014 and 2017.
    Tags
    Media release, Directors, Roles, Business, News & Insights
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  4. 13 December 2019

    FMA clarifies green bond disclosure requirements

    The Financial Markets Authority (FMA) has published an information sheet outlining when issuers of securities described as “green bonds” can apply the “same class exclusion” to disclosure requirements.
    Tags
    FMC Act, Offer information, Legislation, Media release, Business, News & Insights
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  5. 27 July 2020

    FMA outlines short-term priorities in response to COVID-19

    The Financial Markets Authority (FMA) has today released an information sheet outlining its priorities over the next three to six months as New Zealand continues to respond to COVID-19.
    Tags
    Compliance, Directors, Governance, Regulation, Regulation updates, Roles, Media release, Business, Consumer, FMA, News & Insights, Enforcement
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    Page

  6. 28 August 2017

    FMA publishes annual corporate plan

    The Financial Markets Authority is publishing its annual corporate plan for the first time, setting out its planned regulatory activities and key areas of focus to June 2018.
    Tags
    Governance, Media release, FMA, News & Insights
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    Page

  7. 30 September 2014

    FMA issues warning about General Equity

    The Financial Markets Authority (FMA) has issued a warning about General Equity (previously named General Equity Building Society), a New Zealand registered building society.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 16 November 2011

    FMA consults on auditor licensing and audit firm registration

    The Financial Markets Authority has published on its website a report written by management consultants Oliver Wyman detailing the findings of local stakeholder research. The research was conducted at the point FMA was established earlier in 2011.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
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    Page

  10. 23 June 2023

    FMA publishes Climate Related Disclosure record keeping draft guidance for consultation

    The FMA has published three documents to support Climate Reporting Entities (CREs) in meeting their obligations under the new Climate Related Disclosure (CRD) reporting requirements.
    Tags
    Media release, Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Managed Investment Schemes, Supervisors, Roles, Authorised body under a FAP, Business, Managed investment schemes, News & Insights
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  12. 29 November 2017

    Key Audit Matters – A ‘stock take’ of the New Zealand experience

    The External Reporting Board (XRB) and Financial Markets Authority (FMA) have published the results of their joint analysis of Key audit matters – A stock-take of the first year in New Zealand.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  13. 12 September 2011

    FMA announces its Enforcement Policy

    The Financial Markets Authority (FMA) has published its Enforcement Policy to assist financial markets participants to have a clearer understanding of FMA's role, functions and priorities.
    Tags
    Media release, News & Insights, Enforcement
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    Page

  14. 27 March 2017

    FMA releases AFA information report

    The Financial Markets Authority today published its third statistical report on Authorised Financial Advisers (AFAs) in New Zealand. The FMA requires AFAs to submit an annual information return each year.
    Tags
    Financial Advice Provider, Media release, Roles, Business, News & Insights
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