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26 February 2024

Financial Markets Conduct Climate related Disclosures Commonwealth Bank of Australia New Zealand Exemption Notice 2024

Financial Markets Conduct (Climate-related Disclosures – Commonwealth Bank of Australia New Zealand) Exemption Notice 2024

Tags

Type

PDF, Exemption notice
4 November 2021

Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

Tags

Exemptions, Business

Type

Page
2 November 2021

Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2021

Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2021

Tags

Exemptions, Business

Type

Page
13 March 2024

Natalie Carter sentenced to 12 months home detention for forgery and financial markets legislation offences

Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has been sentenced to 12 months home detention following a criminal prosecution brought by the Financial Markets Authority (FMA).

Tags

Media release, Court – criminal, Powers, Financial Adviser, Roles, Business, News & Insights, Enforcement

Type

Page
26 March 2024

FMA warns Southern Cross Medical Care Society and Southern Cross Pet Insurance for Financial Markets legislation breaches

FMA has issued warnings to Southern Cross Medical Care Society (SCMCS) and Southern Cross Pet Insurance (SPCI) for failing to apply advertised discounts to each entities’ respective insurance products.

Tags

Media release, Enforceable action, Formal warning, Financial Institutions, Powers, Business, News & Insights, Enforcement

Type

Page
25 May 2021

Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

Tags

Exemptions, Business

Type

Page
5 April 2019

Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2019

Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2019 is subject to the same terms and conditions as that in the 2016 Exemption Notice with the only changes being the expiry date being extended for a further 5 years from the date of this notice. Read more.

Tags

Exemptions, Business

Type

Page
22 April 2024

Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Nufarm Finance NZ Limited

Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

Tags

Type

PDF, Exemption notice
22 April 2024

Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

The Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Nufarm Finance (NZ) Limited (Nufarm Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

Tags

Exemptions, Climate related disclosure, Business

Type

Page
9 April 2024

Financial Markets Conduct (Climate-related Disclosures for Foreign Listed Issuers) Exemption Notice 2024

An exemption has been granted to provide relief for certain overseas entities with a secondary listing on a financial product market operated by NZX Limited from climate reporting, assurance, and record-keeping duties under Part 7A of the Financial Markets Conduct Act 2013 (the Act).

Tags

Exemptions, Climate Reporting Entities, Business

Type

Page
27 March 2024

Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2024

Silverwood Land 2015 Limited Partnership (scheme) is a forestry scheme that has been winding up for several years. The scheme has some remaining real estate assets that it seeks to sell. The scheme is the subject of the Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021, which is revoked on the close of 31 March 2024.

Tags

Exemptions, Business

Type

Page
15 April 2024

Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024

The Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024 (Notice) exempts Todd Family Office Limited (TFO) from the obligation in section 461H(1) of the Financial Markets Conduct Act 2013 (Act).

Tags

Exemptions, Business

Type

Page
15 February 2024

Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Exemption Notice 2024

The Notice permits the Precinct Properties Group to prepare consolidated group financial statements for the purposes of Part 7 of the Act instead of each of PPNZ and PPIL having to prepare separate group financial statements.

Tags

Exemptions, Business

Type

Page, Financial Markets Conduct Act exemptions, Current, Exemption notice
21 December 2023

Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023

The Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023 (Notice) exempts Stride Investment Management Limited (SIML) and Stride Property Limited (SPL), which are part of the stapled group, comprising SIML, SPL and subsidiaries of SPL (Stride Property Group or SPG) from certain provisions of Part 7A of the Financial Markets Conduct Act 2013 (Act).

Tags

Exemptions, Business

Type

Page
15 February 2024

Financial Markets Conduct (Climate Statements – Precinct Properties Group) Exemption Notice 2024

The Notice permits PPNZ and PPIL to prepare consolidated group climate statements for the purposes of Part 7A of Act instead of each of PPNZ and PPIL having to prepare individual group climate statements.

Tags

Exemptions, Business

Type

Page