Search results

Found 2376 results. Displaying page 51 of 159

1. 5 December 2016

   Exemption Notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

   Financial Markets Conduct Exemption Notice 2016: Australian Scholarships Group Friendly Society Limited.

   Tags

   Exemptions, Business

   Type

   PDF

2. 1 December 2016

   Exemption Notice - Financial Markets Conduct OnePath Custodians Pty Limited

   Financial Markets Conduct Exemption Notice 2016: OnePath Custodians Pty Limited.

   Tags

   Exemptions, Business

   Type

   PDF

3. 24 November 2016

   Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

   Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

   Tags

   Exemptions, Business

   Type

   PDF

4. 30 April 2018

   NZX Main Board/Debt Market and NZAX Listing Rules - Approval of Markets Rules Notice

   NZX main board/debt market and NZAX listing rules notice.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

5. 15 February 2019

   Financial Markets Conduct (NZX Participant Rules) - Approval of Rule Change Notice 2019

   This notice approves changes to the Participant Rules that were provided to the FMA by NZX for approval on 18 December 2018 with further minor amendments provided 17 January 2019.

   Tags

   Type

   PDF

6. 29 November 2019

   Financial Markets Conduct - Disclosure of Relevant Interests by Directors and Senior Manager Exemption Notice

   Exemption notice issued by the FMA for Financial Markets Conduct Disclosure of Relevant Interests by Directors and Senior Managers.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

7. 31 January 2023

   Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice 2023

   This notice is the Financial Markets Conduct (NZX Listing Rules) Approval of Rule Change Notice 1/2023. This notice comes into force on 31 January 2023. This notice approves amendments to the NZX Listing Rules. The amendments
   relate primarily to the NZX Corporate Governance Code (the Code), contained at Appendix 1 to the Listing Rules.

   Tags

   Roles, Business, Market operator

   Type

   PDF, Notice

8. 8 June 2016

   Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

   This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

   Tags

   Designations, FMC Act, Legislation, Business

   Type

   PDF, Notice

9. 10 August 2017

   Financial Markets Conduct Act - NZMDT Rules Approval of Market Rules Notice 2017

   FMC Act New Zealand Disciplinary tribunal rules notice of change 2017.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF

10. 24 November 2015

    Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

    This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

11. 12 June 2015

    Financial Markets Conduct Act - NZX Rules Approval of Market Rules Notice 2015

    This notice come into force on 15 June 2015. The notice allows for NZX to replace sets of market rules with the corresponding rules dated 16 April 2015.

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

12. 28 August 2018

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice exempts the board of Christchurch City Holdings Limited (CCHL) from requiring that its subsidiary Orian has the same balance date. Read more.

    Tags

    Exemptions, Business

    Type

    Page

13. 26 May 2022

    Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2022

    The methodology notice will help KiwiSaver providers attribute fees charged at the fund level (including underlying fund charges) to each investor.

    Tags

    KiwiSaver providers, Roles, Business, Managed investment schemes

    Type

    Page, Guidance

14. 18 September 2023

    Yuen Pok (Paul) Loo pleads guilty to forgery and financial markets legislation offences

    The FMA can confirm that Yuen Pok (Paul) Loo has pleaded guilty to several criminal charges at the Manukau District Court on Friday.

    Tags

    Media release, Enforceable undertaking, Powers, Cases, News & Insights, Enforcement

    Type

    Page

15. 13 March 2017

    Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page