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Found 2376 results. Displaying page 49 of 159

1. 1 December 2016

   Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

   Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

2. 23 August 2021

   The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

   The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

3. 11 October 2018

   Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

4. 28 July 2017

   Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017

   This notice is the Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF

5. 27 July 2023

   The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

   Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.

   Tags

   Banking, Speeches and presentations , Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights

   Type

   PPT, PDF

6. 5 April 2023

   Exemption Notice - Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer)

   Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer) Exemption Notice 2023

   Tags

   Type

   PDF, Exemption notice

7. 8 August 2022

   Exemption notice - Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS)

   Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022. Pursuant to section 556 of the Financial Markets Conduct Act 2013, the Financial Markets Authority, being satisfied of the matters set out in section 557 of that Act, gives the following notice.

   Tags

   Exemptions, Business

   Type

   PDF, Exemption notice

8. 4 April 2016

   Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

   Tags

   Exemptions, Business

   Type

   PDF

9. 6 November 2015

   Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

   Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

   Tags

   Exemptions, Business

   Type

   PDF

10. 19 February 2021

    Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

    Financial Markets Conduct (Insider Trading - Livestock
    Improvement Corporation Limited) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    PDF

11. 16 March 2021

    Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

    Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    PDF

12. 4 November 2016

    Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

    Financial Markets Conduct (Midlands Mortgage Trust Group
    Investment Fund) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    PDF

13. 28 October 2016

    Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

    Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    PDF

14. 11 March 2016

    Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    PDF

15. 28 July 2015

    Exemption Notice - Financial Markets Conduct Act Todd Family Office Limited Transaction Reporting

    Financial Markets Conduct (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015.

    Tags

    Exemptions, Business

    Type

    PDF