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1. 26 July 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021

   Tags

   Speeches and presentations , News & Insights

   Type

   PPT

2. 14 June 2021

   Regulatory Impact Statement - Exemptions for Catalist Markets listed issuers for same class offers and small offers

   This document is for issuers listed on Catalist Markets, their
   advisers, and other interested parties. It discusses
   exemptions to enable Catalist listed issuers to make ‘same
   class’ offers and small offers of $2 million or less through the
   market.

   Tags

   RIS, Business

   Type

   PDF

3. 13 November 2018

   Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016

   Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

4. 30 November 2014

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Information Sheet

5. 8 March 2022

   Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022

   The Financial Markets Conduct (JP Morgan Chase Bank N.A) Exemption Notice 2022 exempts exempt persons (being JP Morgan Chase Bank N.A (JPM) and any related body corporate of JPM) from the substantial product holder disclosure obligations contained in sections 276 to 279 of the Financial Markets Conduct Act 2013

   Tags

   Exemptions, Business

   Type

   Page

6. 20 July 2018

   Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018

   Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018 exempts Kuaotunu Camp Ground (2008) Limited from Part 7 of the Act with respect to a particular accounting period if some conditions are met. Read more.

   Tags

   Exemptions, Business

   Type

   Page

7. 27 July 2023

   Michael Hewes, FMA Director – Deposit Taking, Insurance, and Advice presents at the Financial Markets Law conference

   Michael Hewes, Director Deposit Taking, Insurers and Advice presentation at the Financial Markets Law conference.

   Tags

   Banking, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, News, Business, News & Insights

   Type

   Page

8. 23 June 2015

   Most Kiwis remain confident in NZ’s financial markets, survey shows

   Confidence in New Zealand’s financial markets remains stable, with 60% of New Zealanders feeling confident in the state of the country’s financial markets.

   Tags

   Media release, Consumer, News & Insights

   Type

   Page

9. 7 August 2023

   Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023

   The Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023 exempts Kuaotunu Camp Ground (2008) Limited (Kuaotunu) from Part 7 of the Financial Markets Conduct Act 2013 (Act).

   Tags

   Exemptions, Business

   Type

   Page, Exemption notice, Current, Financial Markets Conduct Act exemptions

10. 1 May 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016.

    Tags

    Exemptions, Business

    Type

    Page

11. 5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2016

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2016 - expired on 2017-02-04.

    Tags

    Exemptions, Business

    Type

    Page

12. 4 November 2016

    Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016

    Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016 expired

    Tags

    Exemptions, Business

    Type

    Page

13. 13 January 2017

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    Page

14. 14 October 2016

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016 expired

    Tags

    Exemptions, Business

    Type

    Page

15. 24 February 2017

    Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2017

    Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2017 expired

    Tags

    Exemptions, Business

    Type

    Page