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Found 2376 results. Displaying page 21 of 159

  1. 1 January 2016

    Option Financial Markets (Option FM)

    Warnings issued in relation to B.O. Technologies Limited trading as Option Financial Markets (Option FM).
    Tags
    International regulator alerts, Scams
    Type
    Page

  2. 20 December 2021

    TF Global Markets (Aust) Ltd

    TF Global Markets (Aust) Ltd, FSP623289, is a licensed Derivatives Issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  3. 19 July 2021

    www.rockfort-markets.com

    Warning: There are false claims made on this website that they are connected with a New Zealand licensed derivatives issuer - Rockfort Markets Limited. We do not believe Rockfort operates and/or is associated with this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 1 March 2016

    Suisse Limited trading as ECN Markets

    ECN Markets or Suisse Limited is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  5. 1 November 2013

    Future of Financial Markets Report 2013

    In this paper, the FMA sets out the changes to be implemented will be when the Financial Markets Conduct (FMC) Act comes into force.
    Tags
    Reports and Papers, FMC Act, Legislation, Business, News & Insights
    Type
    PDF, Paper

  7. 10 October 2019

    Circle Markets Limited - Formal Warning

    Notification of a formal warning from the FMA to Circle Markets Ltd under section 80 of the Anti-money laundering and countering finance of terrorism Act 2009. 10 October 2019.
    Tags
    AML/CFT, Roles, Business, Enforcement
    Type
    PDF

  9. 12 March 2021

    www.cjcmarketsglobal.biz

    The FMA considers that www.cjcmarketsglobal.biz/ has the characteristics of a scam.
    We recommend that you do not send money to, or trade with www.cjcmarketsglobal.biz/
    or any other entities who might approach you and offer assistance in relation to this matter.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  10. 28 May 2024

    Matthew Hill to pay $100,000 penalty for breaching financial markets legislation

    The High Court has imposed a pecuniary penalty of $100,000 against Matthew Geoffrey Hill, the former Chief Executive Officer of NZX-listed New Talisman Gold Mines Limited, for making false and misleading representations in breach of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Media release, Investing, Business, Consumer, News & Insights, Enforcement
    Type
    Page