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  1. 1 December 2020

    Exemption Notice - ICAP Brokers

    Financial Markets Conduct Exemption Notice 2020 - ICAP Brokers Pty Limited and ICAP New Zealand Limited.
    Tags
    Exemptions, Business
    Type
    PDF

  13. 28 January 2022

    Application Form - Supervisors Licence TRU1.1

    Application Form for Financial Markets Supervisors Licence
    (For a New Licence or to Replace an Expiring Licence) TRU1.1
    Tags
    Licensing & registration, Roles, Business, Supervisor
    Type
    PDF, Application form

  14. 5 November 2019

    Declaration - Supervisors licence TRU2.1

    This is a supporting information checklist and statutory declaration for licensing under section 16 of the Financial Markets Supervisors Act 201l.
    Tags
    Roles, Business, Supervisor
    Type
    PDF, Declaration form