Back

Search results

Found 1968 results. Displaying page 6 of 132

  2. 13 March 2015

    Consultation paper: Financial Markets Conduct Act exemptions

    Consultation paper: Financial Markets Conduct Act exemptions. We sought comments on matters we believe should receive support through the FMA’s legislative tools, but for which we have yet to develop policy proposals. Read more here.
    Tags
    FMC Act, Legislation, Consultations, Exemptions, Business
    Type
    Page

  3. 9 September 2019

    Growing New Zealands Capital Markets 2029

    This report provides an overview of the process and key recommendations which we believe will have a higher impact on the New Zealand capital markets ecosystem in the coming decade
    Tags
    Reports and Papers, Market operator, Roles, Business, News & Insights
    Type
    PDF

  5. 3 March 2021

    Pegasus Markets Limited and Director Michael Reps

    The FMA alleges Pegasus Markets Limited continued to hold out on two different websites that it was registered on the FSPR after it had been deregistered and despite subsequent warnings from Companies Office.
    Tags
    Court – criminal, Powers, FSPR abuse, Enforcement
    Type
    Page

  6. 9 November 2016

    Exo Capital Markets Limited trading as Trade 12

    Exo Capital Markets Limited trading as Trade 12 The company is not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand. .
    Tags
    International regulator alerts, Scams
    Type
    Page

  7. 1 October 2020

    Liam Mason speaking at the Financial Markets Law Conference

    Liam Mason, FMA's Director of regulation speaks at the Financial Markets Law Conference 2020.
    Tags
    COVID-19, Financial Adviser, New Financial Advice regime, Roles, Speeches and presentations , Business, News & Insights
    Type
    Page

  10. 11 September 2020

    Pegasus Markets and director found guilty of abusing FSPR

    Pegasus Markets Ltd and its New Zealand-based director, Michael REps, have been found guilty of all criminal charges brought by the Financial Markets Authority (FMA). Read the full media release here.
    Tags
    Media release, FMA, News & Insights, Enforcement
    Type
    Page

  11. 9 September 2019

    Opportunity for all Kiwis in Capital Markets 2029 report

    NZX and the Financial Markets Authority (FMA) today welcomed the release of the Capital Markets 2029 report, saying the 10-year vision and growth agenda would create more opportunities for Kiwis to grow personal wealth, help New Zealand businesses to prosper, and help future-proof the country’s economy.
    Tags
    Roles, Media release, Business, News & Insights, Market operator
    Type
    Page

  12. 1 November 2013

    Future of financial markets - FMA market update

    Future of financial markets - FMA market update. This document explains how the Financial Markets Authority (FMA) has worked on rebuilding market and investor confidence over the two year period following the global financial crisis, and the failure of finance companies.
    Tags
    Regulation updates, Business, FMA
    Type
    Page, Guidance

  13. 1 November 2013

    Financial Markets Conduct Act reforms guide

    Financial Markets Conduct Act reforms guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.
    Tags
    Directors, Roles, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Business, Interposed persons under new financial advice regime, Nominated representatives
    Type
    Page, Guidance

  15. 24 March 2021

    FMA directs Rockfort Markets to address misleading advertising

    The Financial Markets Authority (FMA) has directed licensed derivatives issuer (DI) Rockfort Markets to remove or amend misleading advertising statements on its social media channels and website.
    Tags
    Derivatives, Ways to invest, Investing, Media release, Consumer, FMA, News & Insights, Enforcement
    Type
    Page